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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
476
Cetera Advisor Networks
California
$1.15M +$33.8K +471 +3%
Northwestern Mutual Wealth Management
477
Northwestern Mutual Wealth Management
Wisconsin
$1.15M +$123K +1,713 +12%
EFS
478
Essex Financial Services
Connecticut
$1.15M -$48.6K -675 -4%
K
479
Kemper
Illinois
$1.15M – – –
PWP
480
Private Wealth Partners
California
$1.13M – – –
AIG
481
American International Group
New York
$1.1M -$288 -4 -0%
MCM
482
Murphy Capital Management
New Jersey
$1.1M +$4.32K +60 +0.4%
Mirae Asset Global Investments
483
Mirae Asset Global Investments
South Korea
$1.09M – – –
SCM
484
Shelton Capital Management
Colorado
$1.08M – – –
JMH
485
J.M. Hartwell
New York
$1.08M +$28.2K +391 +3%
WSCM
486
Wellington Shields Capital Management
New York
$1.08M -$7.99K -111 -0.7%
ATC
487
Argent Trust Company
Louisiana
$1.06M -$8.78K -122 -0.8%
First Eagle Investment Management
488
First Eagle Investment Management
New York
$1.05M – – –
HPCM
489
High Pointe Capital Management
Illinois
$1.05M +$616K +8,549 +142%
PIM
490
Penobscot Investment Management
Massachusetts
$1.05M -$3.17K -44 -0.3%
PSI
491
Pinnacle Summer Investments
Virginia
$1.03M +$140K +1,937 +16%
PIA
492
Peachtree Investment Advisors
Georgia
$1.02M +$1.02M +14,219 New
AAM
493
Azzad Asset Management
Virginia
$1.02M +$18.1K +252 +2%
HGI
494
Hansberger Global Investors
Florida
$1.01M +$105K +1,456 +12%
State Street
495
State Street
Massachusetts
$1.01M – – –
DC
496
Deere & Company
Illinois
$1.01M +$128K +1,782 +15%
CASB
497
Cape Ann Savings Bank
Massachusetts
$1.01M +$4.39K +61 +0.4%
HFS
498
HL Financial Services
Kentucky
$987K +$283K +3,927 +40%
CLOS
499
Compagnie Lombard Odier SCmA
Switzerland
$987K +$987K +13,704 New
SAM
500
Sectoral Asset Management
Quebec, Canada
$973K +$88.5K +1,228 +10%
18 19
20
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