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Novartis

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more call options, than puts

Call options by funds: $102M | Put options by funds: $79.7M

13% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 47

11% more capital invested

Capital invested by funds: $16.9B → $18.7B (+$1.82B)

2% more funds holding in top 10

Funds holding in top 10: 5455 (+1)

0.03% less ownership

Funds ownership: 9.93%9.91% (-0.03%)

0% less funds holding

Funds holding: 763761 (-2)

4% less repeat investments, than reductions

Existing positions increased: 282 | Existing positions reduced: 294

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PIM
476
Penobscot Investment Management
Massachusetts
$1M -$26.9K -406 -3%
Northwestern Mutual Wealth Management
477
Northwestern Mutual Wealth Management
Wisconsin
$984K +$83.8K +1,266 +10%
DCM
478
Dynamic Capital Management
Jersey
$979K +$233K +3,522 +33%
State Street
479
State Street
Massachusetts
$966K -$11.8K -178 -1%
AAM
480
Azzad Asset Management
Virginia
$959K
CASB
481
Cape Ann Savings Bank
Massachusetts
$956K -$4.43K -67 -0.5%
SIM
482
Sentry Investment Management
Wisconsin
$944K
AIA
483
Avalon Investment & Advisory
Texas
$940K -$46.5K -703 -5%
HI
484
HBK Investments
Texas
$936K -$123K -1,855 -12%
VCM
485
Violich Capital Management
California
$911K -$7.41K -112 -0.8%
Connor, Clark & Lunn Investment Management (CC&L)
486
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$904K +$847K +12,797 New
FBT
487
Founders Bank & Trust
Michigan
$894K +$8.67K +131 +1%
YIA
488
YHB Investment Advisors
Connecticut
$892K
CTC
489
Central Trust Company
Missouri
$888K -$20.3K -307 -2%
CIM
490
Calvert Investment Management
Maryland
$886K
CIP
491
Convergence Investment Partners
Florida
$882K -$221K -3,341 -21%
GVT
492
Genesee Valley Trust
New York
$882K -$65.8K -995 -7%
LIM
493
Leavell Investment Management
Alabama
$878K +$185K +2,790 +28%
MAM
494
Mizuho Asset Management
Japan
$874K
HGI
495
Hansberger Global Investors
Florida
$867K
GD
496
Grandfield & Dodd
New York
$864K -$75.7K -1,144 -8%
BOH
497
Bank of Hawaii
Hawaii
$863K +$42.4K +641 +5%
BCMO
498
Buckingham Capital Management (Ohio)
Ohio
$858K -$129K -1,953 -14%
PCM
499
Parsons Capital Management
Rhode Island
$855K +$9K +136 +1%
SCIA
500
Sanibel Captiva Investment Advisers
Illinois
$854K +$410K +6,204 +100%

NVS Hedge Fund Activity: Q3 2013 in Review

761 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2013, worth a combined $18.7B — up 11% from $16.9B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new NVS positions and 47 closed out — a net gain of 6 holders — while 282 added to existing stakes and 294 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $84.8M. The largest seller was Morgan Stanley, cutting an estimated $142M.

  • 761 institutional investors held Novartis (NVS) as of Q3 2013, down from 763 in Q2 2013.
  • Funds reported $18.7B of Novartis stock for Q3 2013, up 11% quarter-over-quarter.
  • 53 funds opened new Novartis positions in Q3 2013 and 47 closed out, a net change of +6 holders.
  • The largest Novartis buyer in Q3 2013 was Loomis, Sayles & Company, an estimated $84.8M added.
  • The largest Novartis seller in Q3 2013 was Morgan Stanley, an estimated $142M sold.

Based on aggregated 13F filings for Q3 2013.