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Novartis

1,006 hedge funds and large institutions have $21.1B invested in Novartis in 2017 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 344 increasing their positions, 335 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 63

47% more call options, than puts

Call options by funds: $61.9M | Put options by funds: $42.2M

7% more funds holding

Funds holding: 9371,006 (+69)

3% more repeat investments, than reductions

Existing positions increased: 344 | Existing positions reduced: 335

0.31% less ownership

Funds ownership: 11.03%10.72% (-0.31%)

5% less capital invested

Capital invested by funds: $22.2B → $21.1B (-$1.08B)

37% less funds holding in top 10

Funds holding in top 10: 3824 (-14)

Holders
1,006
Holders Change
+69
Holders Change %
+7.36%
% of All Funds
22.82%
Holding in Top 10
24
Holding in Top 10 Change
-14
Holding in Top 10 Change %
-36.84%
% of All Funds
0.54%
New
137
Increased
344
Reduced
335
Closed
63
Calls
$61.9M
Puts
$42.2M
Net Calls
+$19.7M
Net Calls Change
+$526K
Name Holding Trade Value Shares
Change
Change in
Stake
Boston Partners
26
Boston Partners
Massachusetts
$155M -$1.19M -15,772 -0.8%
FWIA
27
Fort Washington Investment Advisors
Ohio
$148M +$7.91M +104,890 +6%
Renaissance Technologies
28
Renaissance Technologies
New York
$144M +$22.9M +303,441 +19%
Lazard Asset Management
29
Lazard Asset Management
New York
$141M +$7.78M +103,046 +6%
Manulife (Manufacturers Life Insurance)
30
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$127M -$283M -3,752,157 -69%
Capital International Investors
31
Capital International Investors
California
$123M
MWNA
32
Marshall Wace North America
New York
$120M +$47M +623,156 +64%
Fidelity Investments
33
Fidelity Investments
Massachusetts
$117M -$92.5M -1,225,720 -44%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$115M +$5.56M +73,746 +5%
Fayez Sarofim & Co
35
Fayez Sarofim & Co
Texas
$113M -$7.52M -99,639 -6%
Macquarie Group
36
Macquarie Group
Australia
$96.6M -$1.22M -16,159 -1%
RJA
37
Raymond James & Associates
Florida
$95.8M +$4.42M +58,561 +5%
SEI Investments
38
SEI Investments
Pennsylvania
$94.9M +$1.78M +23,564 +2%
CAM
39
CGOV Asset Management
Ontario, Canada
$94.4M +$1.96M +25,936 +3%
Bank of New York Mellon
40
Bank of New York Mellon
New York
$87.5M -$10.9K -144 -0%
Principal Financial Group
41
Principal Financial Group
Iowa
$86.9M +$4.27M +56,579 +5%
RFS
42
Rockefeller Financial Services
New York
$84.5M -$4.24M -56,162 -5%
Goldman Sachs
43
Goldman Sachs
New York
$82M +$930K +12,330 +1%
Ameriprise
44
Ameriprise
Minnesota
$80.4M -$1.85M -24,571 -2%
AG
45
Aperio Group
California
$75.5M +$6.62M +87,706 +10%
SI
46
Scharf Investments
California
$74.5M -$4.37M -57,906 -6%
CCM
47
Cullen Capital Management
New York
$73.6M +$268K +3,549 +0.4%
JWBC
48
John W. Bristol & Co
New York
$72.6M -$3.46M -45,855 -5%
Natixis Advisors
49
Natixis Advisors
Massachusetts
$70.7M -$4.34M -57,509 -6%
Lord, Abbett & Co
50
Lord, Abbett & Co
New Jersey
$69.3M +$10.7M +142,099 +18%

NVS Hedge Fund Activity: Q4 2017 in Review

1,006 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2017, worth a combined $21.1B — down 4.9% from $22.2B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new NVS positions and 63 closed out — a net gain of 74 holders — while 344 added to existing stakes and 335 trimmed.

The largest buyer was Marshall Wace North America, adding an estimated $47M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $283M.

  • 1,006 institutional investors held Novartis (NVS) as of Q4 2017, up from 937 in Q3 2017.
  • Funds reported $21.1B of Novartis stock for Q4 2017, down 4.9% quarter-over-quarter.
  • 137 funds opened new Novartis positions in Q4 2017 and 63 closed out, a net change of +74 holders.
  • The largest Novartis buyer in Q4 2017 was Marshall Wace North America, an estimated $47M added.
  • The largest Novartis seller in Q4 2017 was Manulife (Manufacturers Life Insurance), an estimated $283M sold.

Based on aggregated 13F filings for Q4 2017.