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Rockefeller Financial Services’s Novartis NVS Stock Holding History

Rockefeller Financial Services’s Portfolio NVS Stock Details NVS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		$84.5M Sell
1,123,055
-56,162
-5% -$4.24M 1.33% 27
2017
Q3 		$90.7M Sell
1,179,217
-4,510
-0.4% -$341K 1.73% 17
2017
Q2 		$88.5M Sell
1,183,727
-4,051
-0.3% -$287K 1.76% 19
2017
Q1 		$79M Sell
1,187,778
-9,572
-0.8% -$638K 1.58% 23
2016
Q4 		$78.2M Sell
1,197,350
-8,496
-0.7% -$551K 1.59% 24
2016
Q3 		$85.3M Sell
1,205,846
-73,169
-6% -$5.33M 1.78% 21
2016
Q2 		$94.6M Sell
1,279,015
-11,074
-0.9% -$765K 1.89% 19
2016
Q1 		$83.7M Sell
1,290,089
-5,493
-0.4% -$374K 1.63% 26
2015
Q4 		$99.9M Sell
1,295,582
-5,796
-0.4% -$460K 1.94% 13
2015
Q3 		$107M Buy
1,301,378
+23,937
+2% +$2.13M 2.18% 9
2015
Q2 		$113M Buy
1,277,441
+26,188
+2% +$2.4M 2.33% 8
2015
Q1 		$111M Sell
1,251,253
-18,743
-1% -$1.66M 2.39% 9
2014
Q4 		$105M Sell
1,269,996
-18,456
-1% -$1.53M 2.31% 11
2014
Q3 		$109M Buy
1,288,452
+64,373
+5% +$5.21M 2.42% 6
2014
Q2 		$99.3M Buy
1,224,079
+23,606
+2% +$1.86M 2.23% 7
2014
Q1 		$91.5M Buy
1,200,473
+40,568
+3% +$2.96M 1.98% 9
2013
Q4 		$83.5M Buy
1,159,905
+64,371
+6% +$4.47M 1.81% 9
2013
Q3 		$75.3M Buy
1,095,534
+25,809
+2% +$1.71M 1.75% 11
2013
Q2 		$67.8M Buy
+1,069,725
New +$69.6M 1.62% 14

Other funds holding NVS

Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
Parnassus Investments
Parnassus Investments San Francisco, California $34.1B AUM 20.22% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Loomis, Sayles & Company
Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rockefeller Financial Services's NVS Position: Q4 2017 in Review

Rockefeller Financial Services reduced its Novartis (NVS) stake by 4.8% in Q4 2017, selling an estimated $4.24M and leaving 1,123,055 shares worth $84.5M. The position accounts for 1.33% of the portfolio, ranked #27.

Rockefeller Financial Services first reported a position in NVS in Q2 2013 and has held it in 19 quarters since. The position peaked at $113M in Q2 2015. 1,006 funds tracked by Wall St. Rank hold NVS as of Q4 2017.

  • Rockefeller Financial Services held 1,123,055 shares of Novartis worth $84.5M as of Q4 2017.
  • Rockefeller Financial Services sold 56,162 Novartis shares in Q4 2017, an estimated $4.24M.
  • Novartis made up 1.33% of Rockefeller Financial Services's portfolio in Q4 2017, its #27 holding.
  • Rockefeller Financial Services first reported a position in Novartis in Q2 2013 and has held it in 19 quarters since.
  • Rockefeller Financial Services's Novartis position peaked at $113M in Q2 2015.
  • 1,006 funds tracked by Wall St. Rank held Novartis as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.