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Novartis

937 hedge funds and large institutions have $22.2B invested in Novartis in 2017 Q3 according to their latest regulatory filings, with 70 funds opening new positions, 348 increasing their positions, 336 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more call options, than puts

Call options by funds: $41.3M | Put options by funds: $22.2M

59% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 44

2% more funds holding

Funds holding: 920937 (+17)

4% more repeat investments, than reductions

Existing positions increased: 348 | Existing positions reduced: 336

2% more capital invested

Capital invested by funds: $21.7B → $22.2B (+$474M)

0.06% less ownership

Funds ownership: 11.09%11.03% (-0.06%)

5% less funds holding in top 10

Funds holding in top 10: 4038 (-2)

Holders
937
Holders Change
+17
Holders Change %
+1.85%
% of All Funds
23.36%
Holding in Top 10
38
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-5%
% of All Funds
0.95%
New
70
Increased
348
Reduced
336
Closed
44
Calls
$41.3M
Puts
$22.2M
Net Calls
+$19.2M
Net Calls Change
-$5M
Name Holding Trade Value Shares
Change
Change in
Stake
Boston Partners
26
Boston Partners
Massachusetts
$159M +$20.3M +268,479 +15%
PPA
27
Parametric Portfolio Associates
Washington
$148M +$12.5M +165,388 +9%
Dimensional Fund Advisors
28
Dimensional Fund Advisors
Texas
$147M -$11.1M -147,337 -7%
FWIA
29
Fort Washington Investment Advisors
Ohio
$143M +$403K +5,337 +0.3%
Lazard Asset Management
30
Lazard Asset Management
New York
$136M +$1.4M +18,488 +1%
Capital International Investors
31
Capital International Investors
California
$126M
Renaissance Technologies
32
Renaissance Technologies
New York
$124M -$2.55M -33,815 -2%
Fayez Sarofim & Co
33
Fayez Sarofim & Co
Texas
$124M -$341K -4,516 -0.3%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$112M -$11.4M -150,678 -9%
Macquarie Group
35
Macquarie Group
Australia
$100M -$444K -5,876 -0.5%
SEI Investments
36
SEI Investments
Pennsylvania
$95.2M -$32.2M -426,862 -26%
CAM
37
CGOV Asset Management
Ontario, Canada
$93.9M +$940K +12,445 +1%
RJA
38
Raymond James & Associates
Florida
$93.5M -$2.38M -31,559 -3%
RFS
39
Rockefeller Financial Services
New York
$90.7M -$341K -4,510 -0.4%
Bank of New York Mellon
40
Bank of New York Mellon
New York
$89.5M -$233K -3,087 -0.3%
Principal Financial Group
41
Principal Financial Group
Iowa
$84.5M +$10.6M +140,613 +15%
Ameriprise
42
Ameriprise
Minnesota
$84.1M -$1.85M -24,512 -2%
Goldman Sachs
43
Goldman Sachs
New York
$82.9M +$4.21M +55,734 +5%
SI
44
Scharf Investments
California
$80.7M -$1.96M -25,975 -2%
SCM
45
Sterling Capital Management
North Carolina
$78M -$1.07M -14,123 -1%
JWBC
46
John W. Bristol & Co
New York
$77.7M -$3.12M -41,263 -4%
Natixis Advisors
47
Natixis Advisors
Massachusetts
$76.8M -$11.2M -148,164 -13%
CCM
48
Cullen Capital Management
New York
$75M -$1.19M -15,708 -2%
MWNA
49
Marshall Wace North America
New York
$74.6M -$8.2M -108,536 -10%
Millennium Management
50
Millennium Management
New York
$71.6M +$63.5M +840,246 +934%

NVS Hedge Fund Activity: Q3 2017 in Review

937 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2017, worth a combined $22.2B — up 2.2% from $21.7B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new NVS positions and 44 closed out — a net gain of 26 holders — while 348 added to existing stakes and 336 trimmed.

The largest buyer was Bank of America, adding an estimated $158M. The largest seller was Dodge & Cox, cutting an estimated $464M.

  • 937 institutional investors held Novartis (NVS) as of Q3 2017, up from 920 in Q2 2017.
  • Funds reported $22.2B of Novartis stock for Q3 2017, up 2.2% quarter-over-quarter.
  • 70 funds opened new Novartis positions in Q3 2017 and 44 closed out, a net change of +26 holders.
  • The largest Novartis buyer in Q3 2017 was Bank of America, an estimated $158M added.
  • The largest Novartis seller in Q3 2017 was Dodge & Cox, an estimated $464M sold.

Based on aggregated 13F filings for Q3 2017.