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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
WI
26
WHV Investments
California
$153M -$20.6M -231,060 -11%
JP Morgan Chase
27
JP Morgan Chase
New York
$150M -$854K -9,601 -0.5%
SI
28
Scharf Investments
California
$147M -$5.02M -56,370 -3%
SCCM
29
Schafer Cullen Capital Management
New York
$143M -$2.17M -24,388 -1%
Fayez Sarofim & Co
30
Fayez Sarofim & Co
Texas
$139M +$8.16M +91,711 +6%
Capital International Investors
31
Capital International Investors
California
$135M
Fidelity Investments
32
Fidelity Investments
Massachusetts
$130M -$398M -4,471,488 -74%
USSCPF
33
United States Steel & Carnegie Pension Fund
New York
$127M
Ameriprise
34
Ameriprise
Minnesota
$123M -$36.7M -412,005 -22%
Arrowstreet Capital
35
Arrowstreet Capital
Massachusetts
$123M +$121M +1,364,779 +1,105%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$118M -$23.8M -267,847 -16%
T
37
Thomaspartners
Massachusetts
$114M +$1.54M +17,328 +1%
RFS
38
Rockefeller Financial Services
New York
$107M +$2.13M +23,937 +2%
SCM
39
Sterling Capital Management
North Carolina
$107M -$2.65M -29,761 -2%
Dimensional Fund Advisors
40
Dimensional Fund Advisors
Texas
$106M -$230K -2,582 -0.2%
SC
41
Saturna Capital
Washington
$99.3M
USAA
42
United Services Automobile Association
Texas
$97.4M -$15.4M -172,838 -13%
FWIA
43
Fort Washington Investment Advisors
Ohio
$97.4M +$1.67M +18,745 +2%
PPA
44
Parametric Portfolio Associates
Washington
$96.2M +$5.19M +58,364 +5%
MHI
45
Miller Howard Investments
New York
$88.5M -$2.87M -32,294 -3%
Capital World Investors
46
Capital World Investors
California
$85.9M
Goldman Sachs
47
Goldman Sachs
New York
$83.1M +$10.5M +117,607 +13%
JWBC
48
John W. Bristol & Co
New York
$81.3M -$14.7M -165,376 -14%
CI
49
Cambiar Investors
Colorado
$80.1M -$50.9M -571,379 -37%
BG
50
Bahl & Gaynor
Ohio
$79.1M -$85M -954,755 -50%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.