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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
Macquarie Group
26
Macquarie Group
Australia
$176M -$13.1M -158,561 -7%
SSM
27
Sound Shore Management
Connecticut
$171M +$12.3M +148,013 +8%
Mawer Investment Management
28
Mawer Investment Management
Alberta, Canada
$162M +$7.22M +87,077 +5%
BG
29
Bahl & Gaynor
Ohio
$156M +$2.49M +30,033 +2%
JP Morgan Chase
30
JP Morgan Chase
New York
$154M -$29.3M -353,384 -16%
Ameriprise
31
Ameriprise
Minnesota
$152M +$2.09M +25,253 +1%
CI
32
Cambiar Investors
Colorado
$145M -$3.91M -47,132 -3%
SCM
33
Sterling Capital Management
North Carolina
$138M +$71.7M +865,458 +109%
SI
34
Scharf Investments
California
$137M +$11.9M +143,419 +10%
Arrowstreet Capital
35
Arrowstreet Capital
Massachusetts
$137M -$106M -1,283,978 -44%
Capital International Investors
36
Capital International Investors
California
$136M
USSCPF
37
United States Steel & Carnegie Pension Fund
New York
$133M
Fayez Sarofim & Co
38
Fayez Sarofim & Co
Texas
$126M +$19.3M +232,871 +18%
USAA
39
United Services Automobile Association
Texas
$117M +$5.38M +64,917 +5%
JWBC
40
John W. Bristol & Co
New York
$114M -$3.04M -36,723 -3%
T
41
Thomaspartners
Massachusetts
$106M +$6.91M +83,380 +7%
RFS
42
Rockefeller Financial Services
New York
$105M -$1.53M -18,456 -1%
SC
43
Saturna Capital
Washington
$103M
SCCM
44
Schafer Cullen Capital Management
New York
$100M -$68.4M -825,117 -41%
FWIA
45
Fort Washington Investment Advisors
Ohio
$87.6M +$51.8M +624,333 +145%
Capital World Investors
46
Capital World Investors
California
$86.5M
CS
47
Credit Suisse
Switzerland
$82.6M -$611K -7,367 -0.7%
PPA
48
Parametric Portfolio Associates
Washington
$81.9M +$5.75M +69,349 +8%
Brown Advisory
49
Brown Advisory
Maryland
$81.3M -$1.09M -13,147 -1%
Renaissance Technologies
50
Renaissance Technologies
New York
$79.8M +$53.2M +641,589 +201%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.