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Novartis
NVS

Overview Fund Activity

874 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 314 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
874
Holders Change
+27
Holders Change %
+3.19%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
314
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$247M
2
TH
2
TCTC Holdings
Texas
$40.1M
3
PP
3
PDT Partners
New York
$38M
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$323M
5
Wells Fargo
5
Wells Fargo
California
$695M

Top Sellers

1
Primecap Management
1
Primecap Management
California
$2.09B
2
SCM
2
Sterling Capital Management
North Carolina
$66.9M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$34.2M
4
Northern Trust
4
Northern Trust
Illinois
$313M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$908K
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$186M +$8.86M +105,074 +5%
Morgan Stanley
27
Morgan Stanley
New York
$174M +$14.2M +167,897 +9%
SCCM
28
Schafer Cullen Capital Management
New York
$171M +$508K +6,019 +0.3%
SSM
29
Sound Shore Management
Connecticut
$162M +$25.8M +306,217 +19%
Mawer Investment Management
30
Mawer Investment Management
Alberta, Canada
$157M +$8.84M +104,808 +6%
BG
31
Bahl & Gaynor
Ohio
$156M +$2.13M +25,194 +1%
Ameriprise
32
Ameriprise
Minnesota
$152M +$1.3M +15,411 +0.9%
CI
33
Cambiar Investors
Colorado
$151M -$242K -2,866 -0.2%
Capital International Investors
34
Capital International Investors
California
$138M – – –
USSCPF
35
United States Steel & Carnegie Pension Fund
New York
$135M – – –
SI
36
Scharf Investments
California
$127M +$7.06M +83,655 +6%
JWBC
37
John W. Bristol & Co
New York
$119M -$4.69M -55,595 -4%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$119M -$1.67M -19,743 -1%
USAA
39
United Services Automobile Association
Texas
$114M +$1.1M +12,988 +1%
TIM
40
Thornburg Investment Management
New Mexico
$111M -$39M -462,280 -26%
RFS
41
Rockefeller Financial Services
New York
$109M +$5.43M +64,373 +5%
Fayez Sarofim & Co
42
Fayez Sarofim & Co
Texas
$108M +$2.34M +27,743 +2%
SC
43
Saturna Capital
Washington
$105M +$18.8K +223 +0%
T
44
Thomaspartners
Massachusetts
$100M +$6.09M +72,194 +6%
Capital World Investors
45
Capital World Investors
California
$87.9M – – –
CS
46
Credit Suisse
Switzerland
$84.5M +$5.14M +60,923 +6%
Brown Advisory
47
Brown Advisory
Maryland
$83.7M -$544K -6,446 -0.6%
EAM
48
Edge Asset Management
Washington
$82.8M -$3.49M -41,404 -4%
PPA
49
Parametric Portfolio Associates
Washington
$77.4M -$2.49M -29,556 -3%
IC
50
Institutional Capital
Illinois
$76.8M -$3.22M -38,182 -4%
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