We are live on ! Find out more
NVS icon

Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$159M +$14.4M +197,729 +11%
Morgan Stanley
27
Morgan Stanley
New York
$156M -$26.7M -367,086 -15%
SCCM
28
Schafer Cullen Capital Management
New York
$156M +$10.3M +140,973 +7%
IC
29
Institutional Capital
Illinois
$141M +$9.22M +126,479 +7%
BG
30
Bahl & Gaynor
Ohio
$139M -$253K -3,466 -0.2%
Mawer Investment Management
31
Mawer Investment Management
Alberta, Canada
$139M +$12M +164,718 +10%
CI
32
Cambiar Investors
Colorado
$139M +$7.44M +102,044 +6%
SCM
33
Sterling Capital Management
North Carolina
$138M -$1.72M -23,649 -1%
Ameriprise
34
Ameriprise
Minnesota
$137M +$29.5M +405,367 +29%
SSM
35
Sound Shore Management
Connecticut
$129M -$9.66M -132,621 -7%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$129M +$15.5M +212,666 +14%
Capital International Investors
37
Capital International Investors
California
$124M
USSCPF
38
United States Steel & Carnegie Pension Fund
New York
$122M
TIM
39
Thornburg Investment Management
New Mexico
$117M -$16.7M -229,853 -13%
JWBC
40
John W. Bristol & Co
New York
$114M -$1.32M -18,048 -1%
SI
41
Scharf Investments
California
$106M +$5.14M +70,510 +5%
USAA
42
United Services Automobile Association
Texas
$100M +$3.13M +42,982 +3%
SC
43
Saturna Capital
Washington
$94.8M -$5.43M -74,549 -6%
Fayez Sarofim & Co
44
Fayez Sarofim & Co
Texas
$93.9M -$683K -9,379 -0.8%
RFS
45
Rockefeller Financial Services
New York
$91.5M +$2.96M +40,568 +3%
Goldman Sachs
46
Goldman Sachs
New York
$89M +$28.3M +387,740 +50%
SI
47
Scout Investments
Missouri
$80.5M +$197K +2,704 +0.3%
CS
48
Credit Suisse
Switzerland
$80.4M +$12.9M +176,785 +20%
Capital World Investors
49
Capital World Investors
California
$79.4M
Brown Advisory
50
Brown Advisory
Maryland
$78.1M -$2.96M -40,668 -4%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.