NVS icon

Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
1
EARNEST Partners
Georgia
$185M
2
Boston Partners
2
Boston Partners
Massachusetts
$182M
3
TCIM
3
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$205M
5
WCM
5
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
1
Neuberger Berman Group
New York
$339M
2
EAM
2
Edge Asset Management
Washington
$71.8M
3
BBHC
3
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
4
Northern Trust
Illinois
$218M
5
VKH
5
Virtu KCG Holdings
New York
$1.16M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
26
Lazard Asset Management
New York
$149M 1,855,198 +53,934 +3%
WHG
27
Westwood Holdings Group
Texas
$141M 1,758,955 +114,075 +7%
SCCM
28
Schafer Cullen Capital Management
New York
$137M 1,703,817 +175,403 +11%
JPMorgan Chase & Co
29
JPMorgan Chase & Co
New York
$136M 1,687,204 -339,726 -17%
SCM
30
Sterling Capital Management
North Carolina
$132M 1,641,674 -10,747 -0.7%
SSM
31
Sound Shore Management
Connecticut
$132M 1,641,384 -17,289 -1%
BG
32
Bahl & Gaynor
Ohio
$132M 1,640,604 +24,351 +2%
TIM
33
Thornburg Investment Management
New Mexico
$127M 1,579,613 -393,328 -20%
IC
34
Institutional Capital
Illinois
$125M 1,549,399 -100,406 -6%
CI
35
Cambiar Investors
Colorado
$124M 1,545,068 +101,329 +7%
Mawer Investment Management
36
Mawer Investment Management
Alberta, Canada
$120M 1,489,263 +423,480 +40%
Capital International Investors
37
Capital International Investors
California
$118M 1,464,000 – –
USSCPF
38
United States Steel & Carnegie Pension Fund
New York
$115M 1,430,642 – –
TCIM
39
TIAA CREF Investment Management
New York
$113M 1,400,615 +761,316 +119%
JWBC
40
John W. Bristol & Co
New York
$110M 1,362,324 -51,889 -4%
Bank of New York Mellon
41
Bank of New York Mellon
New York
$106M 1,322,118 -42,725 -3%
Ameriprise
42
Ameriprise
Minnesota
$100M 1,244,130 +128,619 +12%
SI
43
Scharf Investments
California
$95.3M 1,185,951 -50,181 -4%
SC
44
Saturna Capital
Washington
$95M 1,181,853 – –
USAA
45
United Services Automobile Association
Texas
$91.7M 1,140,915 +99,407 +10%
Fayez Sarofim & Co
46
Fayez Sarofim & Co
Texas
$89.6M 1,114,308 +1,114,308 New
RFS
47
Rockefeller Financial Services
New York
$83.5M 1,039,341 +57,680 +6%
Brown Advisory
48
Brown Advisory
Maryland
$76.7M 954,640 +32,577 +4%
SI
49
Scout Investments
Missouri
$76M 944,975 +31,703 +3%
Capital World Investors
50
Capital World Investors
California
$75.1M 934,000 – –
1
2
3 4 5