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Novartis
NVS

Overview Fund Activity

761 hedge funds and large institutions have $18.7B invested in Novartis in 2013 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 282 increasing their positions, 294 reducing their positions, and 47 closing their positions.

Holders
761
Holders Change
-2
Holders Change %
-0.26%
% of All Funds
24.68%
Holding in Top 10
55
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+1.85%
% of All Funds
1.78%
New
53
Increased
282
Reduced
294
Closed
47
Calls
$102M
Puts
$79.7M
Net Calls
+$22.5M
Net Calls Change
-$15.5M

Top Buyers

1
Loomis, Sayles & Company
1
Loomis, Sayles & Company
Massachusetts
$154M
2
EAM
2
Edge Asset Management
Washington
$134M
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$155M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$32.5M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$105M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$148M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$20M
3
Neuberger Berman Group
3
Neuberger Berman Group
New York
$459M
4
Invesco
4
Invesco
Georgia
$288M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
26
Lazard Asset Management
New York
$138M 2,010,211 +32,140 +2%
EAM
27
Edge Asset Management
Washington
$134M 2,035,013 +1,014,108 +99%
SSM
28
Sound Shore Management
Connecticut
$127M 1,851,079 -60,370 -3%
SCM
29
Sterling Capital Management
North Carolina
$127M 1,844,102 +29,120 +2%
IC
30
Institutional Capital
Illinois
$127M 1,841,182 -62,061 -3%
WHG
31
Westwood Holdings Group
Texas
$126M 1,835,686 +22,270 +1%
BG
32
Bahl & Gaynor
Ohio
$124M 1,803,738 -4,143 -0.2%
SCCM
33
Schafer Cullen Capital Management
New York
$117M 1,705,710 +242,649 +17%
Capital International Investors
34
Capital International Investors
California
$112M 1,633,824 – –
CI
35
Cambiar Investors
Colorado
$111M 1,611,213 -24,699 -2%
USSCPF
36
United States Steel & Carnegie Pension Fund
New York
$110M 1,596,596 -77,451 -5%
JWBC
37
John W. Bristol & Co
New York
$108M 1,578,262 -120,573 -7%
Bank of New York Mellon
38
Bank of New York Mellon
New York
$105M 1,523,165 +356,939 +31%
SI
39
Scharf Investments
California
$94.8M 1,379,523 +40,327 +3%
SC
40
Saturna Capital
Washington
$90.7M 1,318,948 – –
Ameriprise
41
Ameriprise
Minnesota
$85.6M 1,244,910 -158,265 -11%
SF
42
Sarofim Fayez
Texas
$85.3M 1,241,130 +1,241,130 New
Mawer Investment Management
43
Mawer Investment Management
Alberta, Canada
$81.7M 1,189,414 +129,478 +12%
USAA
44
United Services Automobile Association
Texas
$79.9M 1,162,323 +112,677 +11%
RFS
45
Rockefeller Financial Services
New York
$75.3M 1,095,534 +25,809 +2%
Capital World Investors
46
Capital World Investors
California
$71.6M 1,042,344 +209,808 +25%
Brown Advisory
47
Brown Advisory
Maryland
$70.7M 1,029,022 +22,940 +2%
SI
48
Scout Investments
Missouri
$70.1M 1,019,212 -192 -0%
HTC
49
Haverford Trust Company
Pennsylvania
$66.3M 964,237 -1,987 -0.2%
CS
50
Credit Suisse
Switzerland
$62.5M 908,922 +171,676 +23%
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