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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
CNB
426
City National Bank
California
$1.66M -$130K -1,785 -8%
ECM
427
ETrade Capital Management
Virginia
$1.66M +$166K +2,274 +12%
JIC
428
Johnson Investment Counsel
Ohio
$1.65M -$28.9K -396 -2%
SC
429
SouthState Corp
Florida
$1.63M +$154K +2,115 +11%
Northwestern Mutual Wealth Management
430
Northwestern Mutual Wealth Management
Wisconsin
$1.61M +$378K +5,184 +32%
WJA
431
Williams Jones & Associates
New York
$1.61M +$1.09M +14,910 +240%
ECM
432
EagleClaw Capital Management
Massachusetts
$1.61M +$1.53M +21,035 New
SF
433
Synovus Financial
Georgia
$1.59M +$50.9K +699 +3%
FAAS
434
First Allied Advisory Services
California
$1.57M +$45.1K +619 +3%
CT
435
Cambridge Trust
Massachusetts
$1.57M -$18.1K -249 -1%
AI
436
Atria Investments
North Carolina
$1.55M +$10.3K +141 +0.7%
NPC
437
National Planning Corporation
California
$1.54M +$122K +1,678 +9%
TCOO
438
Trust Company of Oklahoma
Oklahoma
$1.54M +$122K +1,681 +9%
LBC
439
Lowe Brockenbrough & Co
Virginia
$1.53M -$9.11K -125 -0.6%
HPCM
440
High Pointe Capital Management
Illinois
$1.51M +$384K +5,267 +36%
WA
441
WealthTrust Axiom
Pennsylvania
$1.51M +$71.2K +977 +5%
WA
442
Wheatland Advisors
Pennsylvania
$1.51M +$24.4K +335 +2%
LNC
443
Lincoln National Corp
Pennsylvania
$1.51M +$74.5K +1,023 +5%
RBC
444
Ronald Blue & Co
Georgia
$1.49M +$115K +1,585 +9%
SCA
445
Salient Capital Advisors
Texas
$1.49M +$893K +12,249 +167%
RGC
446
Roberts, Glore & Co
Illinois
$1.49M -$134K -1,841 -9%
GA
447
GFS Advisors
Texas
$1.49M -$16.3K -223 -1%
EGA
448
E&G Advisors
Texas
$1.48M -$57K -782 -4%
Creative Planning
449
Creative Planning
Kansas
$1.48M +$140K +1,927 +11%
OC
450
Oarsman Capital
Wisconsin
$1.47M -$16.6K -228 -1%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.