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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
401
Salient Capital Advisors
Texas
$2.11M -$405K -4,547 -15%
TG
402
TCW Group
California
$2.11M -$730K -8,203 -24%
PGFC
403
Peapack-Gladstone Financial Corp
New Jersey
$2.1M -$95.8K -1,076 -4%
AUB
404
Atlantic Union Bankshares
Virginia
$2.09M +$319K +3,580 +16%
TI
405
Turner Investments
Pennsylvania
$2.07M +$718K +8,069 +47%
FNYS
406
First New York Securities
New York
$2.07M -$298K -3,348 -12%
MCM
407
McKinley Capital Management
Alaska
$2.06M +$43.4K +488 +2%
III
408
Independent Investors Inc
New York
$2.06M
SSIA
409
Spero-Smith Investment Advisers
Ohio
$2.04M -$762K -8,561 -26%
LNC
410
Lincoln National Corp
Pennsylvania
$2.03M +$55.8K +627 +3%
OA
411
Oak Associates
Ohio
$2.03M -$149K -1,674 -6%
PCTC
412
Perkins Coie Trust Company
Washington
$2.03M +$6.94K +78 +0.3%
TAM
413
Taurus Asset Management
New York
$2.02M -$9.97K -112 -0.5%
WKWM
414
Walter & Keenan Wealth Management
Indiana
$2.02M
T. Rowe Price Associates
415
T. Rowe Price Associates
Maryland
$2M -$33.7M -378,882 -94%
DA
416
Dillon & Associates
Michigan
$1.98M -$8.46K -95 -0.4%
TSW
417
Thompson Siegel & Walmsley
Virginia
$1.97M -$375K -4,213 -15%
SAM
418
Shamrock Asset Management
Texas
$1.97M -$140K -1,568 -6%
WIC
419
Woodmont Investment Counsel
Tennessee
$1.96M -$268K -3,014 -11%
Geode Capital Management
420
Geode Capital Management
Massachusetts
$1.96M -$79.7K -895 -4%
FAAS
421
First Allied Advisory Services
California
$1.95M -$517K -5,813 -20%
TCM
422
Telos Capital Management
California
$1.93M -$675K -7,589 -25%
RFC
423
Regions Financial Corp
Alabama
$1.92M +$301K +3,386 +17%
MSFP
424
Mark Sheptoff Financial Planning
Connecticut
$1.91M -$78.2K -879 -4%
FWM
425
Frontier Wealth Management
Missouri
$1.89M +$217K +2,443 +12%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.