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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
RIL
401
Rothschild Investment LLC
Illinois
$2.02M -$116K -1,478 -6%
PAI
402
Pittenger & Anderson Inc
Nebraska
$2.01M -$81.3K -1,033 -4%
PCTC
403
Perkins Coie Trust Company
Washington
$1.99M -$64.1K -815 -3%
WKWM
404
Walter & Keenan Wealth Management
Indiana
$1.99M +$21.9K +279 +1%
V
405
Veritable
Delaware
$1.98M +$146K +1,858 +8%
MFS
406
MSI Financial Services
Massachusetts
$1.98M -$446K -5,667 -19%
CAM
407
Congress Asset Management
Massachusetts
$1.96M +$40.7K +518 +2%
WOC
408
West Oak Capital
California
$1.91M -$37.3K -474 -2%
MPWT
409
MassMutual Private Wealth & Trust
Connecticut
$1.9M +$359K +4,570 +24%
LNWWM
410
Laird Norton Wetherby Wealth Management
California
$1.89M -$61.6K -783 -3%
CC
411
Cannell & Co
New York
$1.88M -$1.3M -16,541 -42%
ECM
412
ETrade Capital Management
Virginia
$1.88M +$112K +1,427 +7%
1GA
413
1st Global Advisors
Texas
$1.87M +$93.2K +1,185 +5%
DA
414
Dillon & Associates
Michigan
$1.85M -$21.2K -269 -1%
BF
415
BOK Financial
Oklahoma
$1.84M +$33.9K +431 +2%
HCA
416
Horan Capital Advisors
Ohio
$1.84M +$62.3K +792 +4%
SCA
417
Salient Capital Advisors
Texas
$1.84M +$241K +3,060 +16%
SAS
418
Spectrum Advisory Services
Georgia
$1.83M -$8.81K -112 -0.5%
RNS
419
Robert N. Shapiro
$1.82M -$252K -3,203 -12%
NPC
420
National Planning Corporation
California
$1.82M +$165K +2,100 +10%
AMM
421
American Money Management
California
$1.81M -$89.1K -1,133 -5%
SC
422
SouthState Corp
Florida
$1.79M +$55.2K +702 +3%
Geode Capital Management
423
Geode Capital Management
Massachusetts
$1.78M -$48.8K -620 -3%
IT
424
Investors Trust
Texas
$1.77M -$275K -3,497 -14%
NPF
425
Norris Perne & French
Michigan
$1.76M -$15.7K -200 -0.9%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.