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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
ONB
376
Old National Bancorp
Indiana
$2.43M +$27.3K +307 +1%
BMO
377
Beck Mack & Oliver
New York
$2.43M -$114K -1,283 -4%
QCM
378
Quadrant Capital Management
New Jersey
$2.42M +$152K +1,707 +6%
PAG
379
Private Advisor Group
New Jersey
$2.42M +$393K +4,411 +18%
SC
380
Scotia Capital
Ontario, Canada
$2.41M -$15.8K -177 -0.6%
NCMW
381
Northern Capital Management (Wisconsin)
Wisconsin
$2.39M -$73K -820 -3%
BF
382
BOK Financial
Oklahoma
$2.37M +$8.54K +96 +0.3%
FC
383
FCA Corp
Texas
$2.32M +$60.6K +681 +2%
CC
384
Cannell & Co
New York
$2.32M +$700K +7,868 +39%
AIA
385
Avalon Investment & Advisory
Texas
$2.3M +$483K +5,430 +24%
FANJ
386
Financial Architects (New Jersey)
New Jersey
$2.3M +$77.3K +868 +3%
TCOT
387
Trust Company of Toledo
Ohio
$2.28M -$26.3K -296 -1%
PG
388
Patten Group
Tennessee
$2.28M +$7.48K +84 +0.3%
HBT
389
Hills Bank & Trust
Iowa
$2.28M -$20.3K -228 -0.8%
TGI
390
Tradewinds Global Investors
California
$2.25M +$169K +1,894 +7%
CIP
391
Chartwell Investment Partners
Pennsylvania
$2.25M
LNWWM
392
Laird Norton Wetherby Wealth Management
California
$2.25M +$181K +2,034 +8%
FMC
393
First Merchants Corp
Indiana
$2.24M +$789K +8,870 +48%
AMM
394
American Money Management
California
$2.24M +$314K +3,525 +15%
CAM
395
Cypress Asset Management
Texas
$2.23M +$15.8K +178 +0.7%
RJT
396
Raymond James Trust
Florida
$2.21M +$33.4K +375 +1%
BSWMG
397
Barrington Strategic Wealth Management Group
Illinois
$2.2M -$22.3K -250 -0.9%
JIC
398
Johnson Investment Counsel
Ohio
$2.17M +$161K +1,807 +7%
LA
399
LVW Advisors
New York
$2.16M -$37.5K -421 -2%
RIL
400
Rothschild Investment LLC
Illinois
$2.14M -$49.7K -558 -2%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.