Tradewinds Global Investors’s Novartis NVS Stock Holding History

Tradewinds Global Investors’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-38,155	Closed	-$2.82M	–	114
2016 Q2	$2.82M	Sell	38,155 -1,525	-4%	-$105K	0.18%	82
2016 Q1	$2.58M	Buy	39,680 +13,608	+52%	+$926K	0.16%	89
2015 Q4	$2.01M	Sell	26,072 -1,285	-5%	-$102K	0.12%	91
2015 Q3	$2.25M	Buy	27,357 +1,894	+7%	+$169K	0.11%	92
2015 Q2	$2.24M	Buy	25,463 +1,994	+8%	+$183K	0.1%	95
2015 Q1	$2.08M	Sell	23,469 -37,873	-62%	-$3.36M	0.08%	95
2014 Q4	$5.09M	Buy	61,342 +2,796	+5%	+$232K	0.21%	80
2014 Q3	$4.94M	Sell	58,546 -124,847	-68%	-$10.1M	0.18%	82
2014 Q2	$14.9M	Sell	183,393 -9,331	-5%	-$734K	0.5%	65
2014 Q1	$14.7M	Sell	192,724 -78,270	-29%	-$5.7M	0.37%	64
2013 Q4	$19.5M	Sell	270,994 -11,654	-4%	-$810K	0.48%	57
2013 Q3	$19.4M	Buy	282,648 +65,792	+30%	+$4.35M	0.52%	57
2013 Q2	$13.7M	Buy	+216,856	New	+$14.1M	0.41%	71

Other funds holding NVS

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Parnassus Investments San Francisco, California $34.1B AUM 20.22% 1-Year Est. Return

Tradewinds Global Investors's NVS Position: Q3 2016 in Review

Tradewinds Global Investors sold out of Novartis (NVS) in Q3 2016, closing a stake of 38,155 shares — an estimated $2.82M sold.

Tradewinds Global Investors first reported a position in NVS in Q2 2013 and held it in 13 quarters. The position peaked at $19.5M in Q4 2013. 877 funds tracked by Wall St. Rank hold NVS as of Q3 2016.

Tradewinds Global Investors reported no remaining Novartis position as of Q3 2016 after selling out during the quarter.
Tradewinds Global Investors sold 38,155 Novartis shares in Q3 2016, an estimated $2.82M.
Tradewinds Global Investors first reported a position in Novartis in Q2 2013 and held it in 13 quarters.
Tradewinds Global Investors's Novartis position peaked at $19.5M in Q4 2013.
877 funds tracked by Wall St. Rank held Novartis as of Q3 2016.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.