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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
PGFC
376
Peapack-Gladstone Financial Corp
New Jersey
$2.2M -$8.09K -111 -0.4%
D.E. Shaw & Co
377
D.E. Shaw & Co
New York
$2.16M -$5.1M -70,041 -71%
TCOT
378
Trust Company of Toledo
Ohio
$2.15M +$318K +4,364 +18%
AC
379
Alleghany Corporation
New York
$2.13M
BSWMG
380
Barrington Strategic Wealth Management Group
Illinois
$2.12M +$16K +219 +0.8%
TCM
381
Telos Capital Management
California
$2.11M -$102K -1,401 -5%
IPC
382
Independent Portfolio Consultants
Florida
$2.1M -$212K -2,913 -10%
CONA
383
Capital One National Association
New York
$2.09M -$188K -2,580 -9%
FNBT
384
FineMark National Bank & Trust
Florida
$2.08M +$262K +3,591 +15%
TCM
385
Tradition Capital Management
New Jersey
$2.07M +$70.3K +965 +4%
CCMINC
386
Cardinal Capital Management Inc (North Carolina)
North Carolina
$2.07M +$108K +1,482 +6%
CAM
387
Cypress Asset Management
Texas
$2.07M -$94.4K -1,296 -5%
FANJ
388
Financial Architects (New Jersey)
New Jersey
$2.05M
WCF
389
West Coast Financial
California
$2.05M -$530K -7,278 -21%
WIS
390
Wright Investors Service
Connecticut
$2.05M -$109K -1,495 -5%
NCM
391
Narwhal Capital Management
Georgia
$2.04M
OA
392
Oak Associates
Ohio
$2.01M
RIL
393
Rothschild Investment LLC
Illinois
$2.01M
TCM
394
Texan Capital Management
Texas
$2M +$1.22M +16,779 +177%
CP
395
Cinque Partners
California
$1.99M -$204K -2,802 -10%
HBT
396
Hills Bank & Trust
Iowa
$1.97M +$19.3K +265 +1%
PAI
397
Pittenger & Anderson Inc
Nebraska
$1.97M
TAM
398
Taurus Asset Management
New York
$1.96M
RNS
399
Robert N. Shapiro
$1.96M -$1.56M -21,366 -45%
HC
400
HHG & Company
Connecticut
$1.95M +$172K +2,357 +10%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.