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Novartis
NVS

Overview Fund Activity

815 hedge funds and large institutions have $19.8B invested in Novartis in 2013 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 286 increasing their positions, 285 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
815
Holders Change
+54
Holders Change %
+7.1%
% of All Funds
23.67%
Holding in Top 10
52
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-5.45%
% of All Funds
1.51%
New
107
Increased
286
Reduced
285
Closed
41
Calls
$182M
Puts
$134M
Net Calls
+$48M
Net Calls Change
+$25.5M

Top Buyers

1
EARNEST Partners
EARNEST Partners
Georgia
$185M
2
Boston Partners
Boston Partners
Massachusetts
$182M
3
TCIM
TIAA CREF Investment Management
New York
$113M
4
Fidelity Investments
Fidelity Investments
Massachusetts
$205M
5
WCM
Wedge Capital Management
North Carolina
$44.4M

Top Sellers

1
Neuberger Berman Group
Neuberger Berman Group
New York
$339M
2
EAM
Edge Asset Management
Washington
$71.8M
3
BBHC
Brown Brothers Harriman & Co
New York
$992M
4
Northern Trust
Northern Trust
Illinois
$218M
5
VKH
Virtu KCG Holdings
New York
$1.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIP
351
Chartwell Investment Partners
Pennsylvania
$2.5M -$13.3K -184 -0.5%
PI
352
Putnam Investments
Massachusetts
$2.49M – – –
NME
353
Notis-McConarty Edward
$2.48M +$2.48M +34,498 New
WCF
354
West Coast Financial
California
$2.46M +$37.5K +521 +2%
SFP
355
Santa Fe Partners
New Mexico
$2.45M -$302K -4,185 -11%
DMIC
356
Dixon Mitchell Investment Counsel
British Columbia, Canada
$2.42M +$148K +2,054 +7%
SFM
357
Sphera Funds Management
Israel
$2.41M +$2.41M +33,480 New
NAM
358
NorthCoast Asset Management
Connecticut
$2.36M +$1.19M +16,467 +101%
PAIM
359
Punch & Associates Investment Management
Minnesota
$2.36M -$38.5K -534 -2%
HK
360
Horizon Kinetics
New York
$2.36M – – –
CCM
361
Catawba Capital Management
Virginia
$2.34M +$154K +2,137 +7%
ACM
362
Ativo Capital Management
Illinois
$2.33M -$2.45K -34 -0.1%
BMO
363
Beck Mack & Oliver
New York
$2.31M – – –
KBC Group
364
KBC Group
Belgium
$2.29M -$937K -13,004 -29%
BIC
365
Beach Investment Counsel
Pennsylvania
$2.29M -$39.7K -551 -2%
SCM
366
Stevens Capital Management
Pennsylvania
$2.29M +$500K +6,941 +28%
CCM
367
Carderock Capital Management
Maryland
$2.28M +$2.28M +31,605 New
CPA
368
Court Place Advisors
Maryland
$2.25M +$2.25M +31,284 New
ACP
369
Ashfield Capital Partners
California
$2.25M +$22.4K +311 +1%
TWA
370
Tillar-Wenstrup Advisors
Ohio
$2.23M +$2.23M +30,959 New
KBG
371
Kahn Brothers Group
New York
$2.2M -$161K -2,232 -7%
IPC
372
Independent Portfolio Consultants
Florida
$2.2M +$200K +2,773 +10%
CONA
373
Capital One National Association
New York
$2.17M -$164K -2,279 -7%
SBH
374
Segall Bryant & Hamill
Illinois
$2.16M -$61.7K -856 -3%
HCM
375
Harvey Capital Management
Florida
$2.14M – – –
13 14
15
16 17