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Novartis

830 hedge funds and large institutions have $20.6B invested in Novartis in 2014 Q1 according to their latest regulatory filings, with 61 funds opening new positions, 309 increasing their positions, 318 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 41

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

2% more funds holding

Funds holding: 815830 (+15)

4% more capital invested

Capital invested by funds: $19.8B → $20.6B (+$742M)

0.17% less ownership

Funds ownership: 9.99%9.82% (-0.17%)

3% less repeat investments, than reductions

Existing positions increased: 309 | Existing positions reduced: 318

5% less call options, than puts

Call options by funds: $182M | Put options by funds: $192M

Holders
830
Holders Change
+15
Holders Change %
+1.84%
% of All Funds
23.97%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
1.73%
New
61
Increased
309
Reduced
318
Closed
41
Calls
$182M
Puts
$192M
Net Calls
-$10M
Net Calls Change
-$58M
Name Holding Trade Value Shares
Change
Change in
Stake
TIC
326
Trees Investment Counsel
Illinois
$2.93M -$89.5K -1,228 -3%
TG
327
TCW Group
California
$2.92M -$1.12M -15,373 -29%
SAM
328
Shamrock Asset Management
Texas
$2.92M +$9.84K +135 +0.4%
SBAM
329
Santa Barbara Asset Management
California
$2.91M -$415K -5,692 -13%
FHC
330
First Houston Capital
Texas
$2.87M +$52.8K +725 +2%
ANI
331
American National Insurance
Texas
$2.86M
BHWM
332
Bar Harbor Wealth Management
New Hampshire
$2.85M -$73.7K -1,011 -3%
EIP
333
Epoch Investment Partners
New York
$2.83M +$2.71M +37,169 New
DMIC
334
Dixon Mitchell Investment Counsel
British Columbia, Canada
$2.82M +$243K +3,332 +10%
JWA
335
JFS Wealth Advisors
Pennsylvania
$2.79M -$25.2K -346 -0.9%
FPTW
336
Franklin, Parlapiano, Turner & Welch
Texas
$2.79M -$16K -219 -0.6%
NCMW
337
Northern Capital Management (Wisconsin)
Wisconsin
$2.73M -$38.6K -530 -1%
Mirae Asset Global Investments
338
Mirae Asset Global Investments
South Korea
$2.73M +$1.51M +20,758 +138%
M&T Bank
339
M&T Bank
New York
$2.71M -$80.1K -1,099 -3%
BTW
340
Boston Trust Walden
Massachusetts
$2.69M -$36.2K -497 -1%
SSIA
341
Spero-Smith Investment Advisers
Ohio
$2.68M -$15.9K -218 -0.6%
CIP
342
Chartwell Investment Partners
Pennsylvania
$2.67M +$31.7K +435 +1%
SAM
343
Sectoral Asset Management
Quebec, Canada
$2.65M +$1.55M +21,315 +158%
NME
344
Notis-McConarty Edward
$2.65M +$16.3K +223 +0.6%
ST
345
Spot Trading
Illinois
$2.65M +$2.53M +34,681 +66,694%
PI
346
Putnam Investments
Massachusetts
$2.64M
FCH
347
Freestone Capital Holdings
Washington
$2.63M -$745K -10,225 -23%
MC
348
Moors & Cabot
Massachusetts
$2.55M +$2.44M +33,432 New
GA
349
Geneva Advisors
Illinois
$2.55M +$637K +8,745 +35%
LPC
350
Loeb Partners Corp
New York
$2.5M -$313K -4,296 -12%

NVS Hedge Fund Activity: Q1 2014 in Review

830 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q1 2014, worth a combined $20.6B — up 3.7% from $19.8B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NVS positions and 41 closed out — a net gain of 20 holders — while 309 added to existing stakes and 318 trimmed.

The largest buyer was Loomis, Sayles & Company, adding an estimated $68.5M. The largest seller was Primecap Management, cutting an estimated $220M.

  • 830 institutional investors held Novartis (NVS) as of Q1 2014, up from 815 in Q4 2013.
  • Funds reported $20.6B of Novartis stock for Q1 2014, up 3.7% quarter-over-quarter.
  • 61 funds opened new Novartis positions in Q1 2014 and 41 closed out, a net change of +20 holders.
  • The largest Novartis buyer in Q1 2014 was Loomis, Sayles & Company, an estimated $68.5M added.
  • The largest Novartis seller in Q1 2014 was Primecap Management, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2014.