Santa Barbara Asset Management’s Novartis NVS Stock Holding History

Santa Barbara Asset Management’s Portfolio NVS Stock Details NVS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-60,715	Closed	-$3.96M	–	55
2016 Q4	$3.96M	Buy	60,715 +7,779	+15%	+$505K	0.07%	46
2016 Q3	$3.75M	Buy	52,936 +109	+0.2%	+$7.94K	0.07%	43
2016 Q2	$3.9M	Buy	52,827 +535	+1%	+$37K	0.07%	42
2016 Q1	$3.39M	Sell	52,292 -5,875	-10%	-$400K	0.07%	42
2015 Q4	$4.48M	Sell	58,167 -76	-0.1%	-$6.04K	0.09%	44
2015 Q3	$4.8M	Buy	58,243 +28,967	+99%	+$2.58M	0.1%	43
2015 Q2	$2.58M	Hold	29,276	–	–	0.05%	45
2015 Q1	$2.59M	Sell	29,276 -11,563	-28%	-$1.03M	0.05%	46
2014 Q4	$3.39M	Sell	40,839 -408	-1%	-$33.8K	0.07%	44
2014 Q3	$3.48M	Sell	41,247 -1,302	-3%	-$105K	0.07%	45
2014 Q2	$3.45M	Buy	42,549 +4,305	+11%	+$339K	0.07%	47
2014 Q1	$2.91M	Sell	38,244 -5,692	-13%	-$415K	0.06%	48
2013 Q4	$3.16M	Sell	43,936 -1,563	-3%	-$109K	0.07%	45
2013 Q3	$3.13M	Hold	45,499	–	–	0.07%	45
2013 Q2	$2.88M	Buy	+45,499	New	+$2.96M	0.08%	51

Other funds holding NVS

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $22.8B AUM 25.09% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Parnassus Investments San Francisco, California $37.4B AUM 35.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $79.8B AUM 16.05% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Santa Barbara Asset Management's NVS Position: Q1 2017 in Review

Santa Barbara Asset Management sold out of Novartis (NVS) in Q1 2017, closing a stake of 60,715 shares — an estimated $3.96M sold.

Santa Barbara Asset Management first reported a position in NVS in Q2 2013 and held it in 15 quarters. The position peaked at $4.8M in Q3 2015. 910 funds tracked by Wall St. Rank hold NVS as of Q1 2017.

Santa Barbara Asset Management reported no remaining Novartis position as of Q1 2017 after selling out during the quarter.
Santa Barbara Asset Management sold 60,715 Novartis shares in Q1 2017, an estimated $3.96M.
Santa Barbara Asset Management first reported a position in Novartis in Q2 2013 and held it in 15 quarters.
Santa Barbara Asset Management's Novartis position peaked at $4.8M in Q3 2015.
910 funds tracked by Wall St. Rank held Novartis as of Q1 2017.

Based on Santa Barbara Asset Management's 13F filing for Q1 2017, filed 15 May 2017.