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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
301
Envestnet Asset Management
Illinois
$3.9M +$1.07M +13,247 +40%
Kayne Anderson Rudnick Investment Management
302
Kayne Anderson Rudnick Investment Management
California
$3.88M -$12.9M -159,693 -78%
RWM
303
Rench Wealth Management
Texas
$3.86M +$60.9K +753 +2%
CCM
304
Covington Capital Management
California
$3.85M +$382K +4,719 +12%
CIM
305
Calvert Investment Management
Maryland
$3.82M -$521K -6,440 -12%
PHIMC
306
Private Harbour Investment Management & Counsel
Ohio
$3.75M -$3.4K -42 -0.1%
EA
307
Euclid Advisors
Connecticut
$3.74M +$3.58M +44,305 New
FBB
308
Fulton Breakefield Broenniman
Maryland
$3.71M +$91.1K +1,126 +3%
ISL
309
Ingalls & Snyder LLC
New York
$3.69M -$70.4K -870 -2%
RFC
310
Regions Financial Corp
Alabama
$3.67M -$244K -3,013 -6%
Mirae Asset Global Investments
311
Mirae Asset Global Investments
South Korea
$3.67M +$479K +5,915 +16%
CB
312
Commerce Bank
Missouri
$3.66M +$53.4K +660 +2%
JAM
313
Jolley Asset Management
North Carolina
$3.65M -$89.2K -1,103 -2%
SCM
314
Stevens Capital Management
Pennsylvania
$3.64M -$1.32M -16,295 -27%
MA
315
Montag & Associates
Georgia
$3.63M -$272K -3,365 -7%
CFS
316
Community Financial System
New York
$3.63M -$58.7K -726 -2%
MCM
317
Matterhorn Capital Management
Texas
$3.63M +$47.2K +583 +1%
PMG
318
ProVise Management Group
Florida
$3.57M +$158K +1,959 +5%
RhumbLine Advisers
319
RhumbLine Advisers
Massachusetts
$3.56M
WIC
320
Woodmont Investment Counsel
Tennessee
$3.49M -$183K -2,259 -5%
SBAM
321
Santa Barbara Asset Management
California
$3.48M -$105K -1,302 -3%
EIP
322
Epoch Investment Partners
New York
$3.42M +$171K +2,109 +5%
TCCM
323
Timber Creek Capital Management
Massachusetts
$3.41M -$6.31K -78 -0.2%
HA
324
Hamel Associates
New Jersey
$3.4M -$42.9K -530 -1%
Bank of Nova Scotia
325
Bank of Nova Scotia
Ontario, Canada
$3.39M +$3.25M +40,176 New

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.