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Novartis

848 hedge funds and large institutions have $22B invested in Novartis in 2014 Q2 according to their latest regulatory filings, with 69 funds opening new positions, 291 increasing their positions, 342 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more call options, than puts

Call options by funds: $170M | Put options by funds: $105M

44% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 48

7% more capital invested

Capital invested by funds: $20.6B → $22B (+$1.42B)

2% more funds holding

Funds holding: 831848 (+17)

0.04% less ownership

Funds ownership: 9.82%9.79% (-0.04%)

3% less funds holding in top 10

Funds holding in top 10: 6058 (-2)

15% less repeat investments, than reductions

Existing positions increased: 291 | Existing positions reduced: 342

Holders
848
Holders Change
+17
Holders Change %
+2.05%
% of All Funds
24.36%
Holding in Top 10
58
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.33%
% of All Funds
1.67%
New
69
Increased
291
Reduced
342
Closed
48
Calls
$170M
Puts
$105M
Net Calls
+$65.2M
Net Calls Change
+$75.2M
Name Holding Trade Value Shares
Change
Change in
Stake
RWM
301
Rench Wealth Management
Texas
$3.65M +$161K +2,042 +5%
CPS
302
Counsel Portfolio Services
Ontario, Canada
$3.62M -$544K -6,919 -13%
Wellington Management Group
303
Wellington Management Group
Massachusetts
$3.62M +$3.51M +44,640 New
ISL
304
Ingalls & Snyder LLC
New York
$3.62M +$30.8K +391 +0.9%
PHIMC
305
Private Harbour Investment Management & Counsel
Ohio
$3.61M -$53.8K -684 -2%
CPIM
306
Columbia Partners Investment Management
Virginia
$3.61M +$2.48M +31,545 +243%
JAM
307
Jolley Asset Management
North Carolina
$3.6M -$213K -2,712 -6%
CFS
308
Community Financial System
New York
$3.55M -$4.09K -52 -0.1%
MIM
309
Marco Investment Management
Georgia
$3.54M -$64.9K -825 -2%
WIC
310
Woodmont Investment Counsel
Tennessee
$3.54M -$129K -1,643 -4%
FBB
311
Fulton Breakefield Broenniman
Maryland
$3.47M -$85.5K -1,087 -2%
CB
312
Commerce Bank
Missouri
$3.46M +$40.7K +518 +1%
SBAM
313
Santa Barbara Asset Management
California
$3.45M +$339K +4,305 +11%
MCM
314
Matterhorn Capital Management
Texas
$3.44M -$328K -4,176 -9%
RhumbLine Advisers
315
RhumbLine Advisers
Massachusetts
$3.42M -$26.3K -335 -0.8%
CCM
316
Covington Capital Management
California
$3.35M +$694K +8,822 +28%
HA
317
Hamel Associates
New Jersey
$3.31M -$15.3K -195 -0.5%
TCCM
318
Timber Creek Capital Management
Massachusetts
$3.29M -$32.9K -418 -1%
PMG
319
ProVise Management Group
Florida
$3.27M +$89K +1,131 +3%
AllianceBernstein
320
AllianceBernstein
Tennessee
$3.22M -$37.4K -475 -1%
FMII
321
Farmers & Merchants Investments Inc
Nebraska
$3.2M -$55K -699 -2%
RW
322
Rand Wealth
Maryland
$3.19M -$1.34M -17,053 -30%
SAM
323
Sectoral Asset Management
Quebec, Canada
$3.14M +$307K +3,906 +11%
SAM
324
Shamrock Asset Management
Texas
$3.13M +$26.2K +333 +0.9%
EIP
325
Epoch Investment Partners
New York
$3.12M +$104K +1,317 +4%

NVS Hedge Fund Activity: Q2 2014 in Review

848 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q2 2014, worth a combined $22B — up 6.9% from $20.6B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new NVS positions and 48 closed out — a net gain of 21 holders — while 291 added to existing stakes and 342 trimmed.

The largest buyer was Dodge & Cox, adding an estimated $409M. The largest seller was Hotchkis & Wiley Capital Management, cutting an estimated $145M.

  • 848 institutional investors held Novartis (NVS) as of Q2 2014, up from 831 in Q1 2014.
  • Funds reported $22B of Novartis stock for Q2 2014, up 6.9% quarter-over-quarter.
  • 69 funds opened new Novartis positions in Q2 2014 and 48 closed out, a net change of +21 holders.
  • The largest Novartis buyer in Q2 2014 was Dodge & Cox, an estimated $409M added.
  • The largest Novartis seller in Q2 2014 was Hotchkis & Wiley Capital Management, an estimated $145M sold.

Based on aggregated 13F filings for Q2 2014.