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Novartis

926 hedge funds and large institutions have $20B invested in Novartis in 2015 Q4 according to their latest regulatory filings, with 83 funds opening new positions, 335 increasing their positions, 330 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 83 | Existing positions closed: 69

2% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 330

0% more funds holding

Funds holding: 925926 (+1)

0.03% less ownership

Funds ownership: 9.81%9.78% (-0.03%)

6% less capital invested

Capital invested by funds: $21.4B → $20B (-$1.38B)

29% less call options, than puts

Call options by funds: $35.2M | Put options by funds: $49.4M

29% less funds holding in top 10

Funds holding in top 10: 5942 (-17)

Holders
926
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
24.29%
Holding in Top 10
42
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.81%
% of All Funds
1.1%
New
83
Increased
335
Reduced
330
Closed
69
Calls
$35.2M
Puts
$49.4M
Net Calls
-$14.2M
Net Calls Change
-$12.9M
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
251
Raymond James Financial Services Advisors
Florida
$4.7M +$161K +2,027 +3%
LTFS
252
Ladenburg Thalmann Financial Services
Florida
$4.7M +$249K +3,140 +5%
HAM
253
Highstreet Asset Management
Ontario, Canada
$4.68M +$4.82M +60,710 New
GC
254
Gratry & Company
Ohio
$4.67M -$213K -2,685 -4%
NPF
255
Norris Perne & French
Michigan
$4.63M +$2.98M +37,492 +166%
BCM
256
Bourgeon Capital Management
Connecticut
$4.58M +$836K +10,518 +22%
Mirae Asset Global Investments
257
Mirae Asset Global Investments
South Korea
$4.57M +$391K +4,919 +9%
OC
258
Oppenheimer & Co
New York
$4.56M -$1.75M -21,980 -27%
Two Sigma Investments
259
Two Sigma Investments
New York
$4.52M -$19.3M -243,378 -81%
SBAM
260
Santa Barbara Asset Management
California
$4.48M -$6.04K -76 -0.1%
AAIM
261
American Assets Investment Management
California
$4.45M
BUB
262
BBVA USA Bancshares
Texas
$4.44M -$632K -7,961 -12%
EHC
263
Everett Harris & Co
California
$4.42M +$20.4K +257 +0.5%
BHC
264
Bowen Hanes & Co
Florida
$4.42M -$21M -263,934 -82%
RW
265
Rand Wealth
Maryland
$4.42M +$212K +2,670 +5%
CIBC Private Wealth Group
266
CIBC Private Wealth Group
Georgia
$4.41M +$29.8K +375 +0.7%
PMG
267
ProVise Management Group
Florida
$4.4M +$375K +4,721 +9%
Bank of Nova Scotia
268
Bank of Nova Scotia
Ontario, Canada
$4.4M +$585K +7,360 +15%
JGUA
269
John G. Ullman & Associates
New York
$4.38M -$130K -1,636 -3%
William Blair Investment Management
270
William Blair Investment Management
Illinois
$4.37M +$1.33M +16,733 +42%
NAM
271
NorthCoast Asset Management
Connecticut
$4.35M -$770K -9,690 -15%
HKIM
272
Hayek Kallen Investment Management
Alabama
$4.23M -$98.9K -1,245 -2%
CCM
273
Carderock Capital Management
Maryland
$4.21M -$8.82K -111 -0.2%
AT
274
Arden Trust
Delaware
$4.21M -$797K -10,038 -16%
MPWT
275
MassMutual Private Wealth & Trust
Connecticut
$4.2M +$1.29M +16,275 +43%

NVS Hedge Fund Activity: Q4 2015 in Review

926 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2015, worth a combined $20B — down 6.5% from $21.4B a quarter earlier.

Buyers outnumbered sellers: 83 funds opened new NVS positions and 69 closed out — a net gain of 14 holders — while 335 added to existing stakes and 330 trimmed.

The largest buyer was Franklin Resources, adding an estimated $244M. The largest seller was Arrowstreet Capital, cutting an estimated $75.1M.

  • 926 institutional investors held Novartis (NVS) as of Q4 2015, up from 925 in Q3 2015.
  • Funds reported $20B of Novartis stock for Q4 2015, down 6.5% quarter-over-quarter.
  • 83 funds opened new Novartis positions in Q4 2015 and 69 closed out, a net change of +14 holders.
  • The largest Novartis buyer in Q4 2015 was Franklin Resources, an estimated $244M added.
  • The largest Novartis seller in Q4 2015 was Arrowstreet Capital, an estimated $75.1M sold.

Based on aggregated 13F filings for Q4 2015.