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Novartis

925 hedge funds and large institutions have $21.4B invested in Novartis in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 335 increasing their positions, 349 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.03% less ownership

Funds ownership: 9.84%9.81% (-0.03%)

2% less call options, than puts

Call options by funds: $69.6M | Put options by funds: $71M

4% less repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 349

2% less funds holding

Funds holding: 943925 (-18)

3% less funds holding in top 10

Funds holding in top 10: 6159 (-2)

7% less capital invested

Capital invested by funds: $22.9B → $21.4B (-$1.51B)

19% less first-time investments, than exits

New positions opened: 43 | Existing positions closed: 53

Holders
925
Holders Change
-18
Holders Change %
-1.91%
% of All Funds
25.82%
Holding in Top 10
59
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.28%
% of All Funds
1.65%
New
43
Increased
335
Reduced
349
Closed
53
Calls
$69.6M
Puts
$71M
Net Calls
-$1.35M
Net Calls Change
-$46.3M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
251
Gratry & Company
Ohio
$5.21M -$3.03K -34 -0.1%
AssetMark Inc
252
AssetMark Inc
California
$5.07M +$5.45M +61,278 +25,856%
FLPIM
253
F.L. Putnam Investment Management
Massachusetts
$5.06M -$40.7K -457 -0.7%
Mackenzie Financial
254
Mackenzie Financial
Ontario, Canada
$5.02M
CCMIC
255
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$5.02M +$343K +3,850 +7%
SC
256
SouthState Corp
Florida
$5M +$68.1K +765 +1%
WC
257
Wexford Capital
Florida
$4.97M +$5.38M +60,399 New
PG
258
PEAK6 Group
Illinois
$4.97M +$5.01M +56,242 +1,381%
EVM
259
Evelyn V. Moreno
$4.88M +$2.05K +23 +0%
TD Asset Management
260
TD Asset Management
Ontario, Canada
$4.87M -$63.1K -709 -1%
RJFSA
261
Raymond James Financial Services Advisors
Florida
$4.85M +$5.24M +58,894 New
JGUA
262
John G. Ullman & Associates
New York
$4.81M -$405K -4,554 -7%
SBAM
263
Santa Barbara Asset Management
California
$4.8M +$2.58M +28,967 +99%
AAIM
264
American Assets Investment Management
California
$4.76M
LTFS
265
Ladenburg Thalmann Financial Services
Florida
$4.75M +$793K +8,908 +18%
EHC
266
Everett Harris & Co
California
$4.7M -$18.6K -209 -0.4%
CIBC Private Wealth Group
267
CIBC Private Wealth Group
Georgia
$4.68M +$586K +6,581 +13%
GHA
268
GW Henssler & Associates
Georgia
$4.67M +$173K +1,939 +4%
WFG
269
Windsor Financial Group
Minnesota
$4.64M -$19.8K -222 -0.4%
HKIM
270
Hayek Kallen Investment Management
Alabama
$4.62M -$251K -2,818 -5%
HSA
271
Hussman Strategic Advisors
Maryland
$4.6M -$4.97M -55,800 -50%
LG
272
LaFleur & Godfrey
Michigan
$4.53M -$94.7K -1,064 -2%
CCM
273
Carderock Capital Management
Maryland
$4.51M +$19.8K +222 +0.4%
GP
274
GLG Partners
United Kingdom
$4.51M +$232K +2,606 +5%
RW
275
Rand Wealth
Maryland
$4.5M +$837K +9,407 +21%

NVS Hedge Fund Activity: Q3 2015 in Review

925 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2015, worth a combined $21.4B — down 6.6% from $22.9B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of NVS and 43 opened new positions — a net loss of 10 holders — while 349 trimmed existing stakes and 335 added.

The largest buyer was Franklin Resources, adding an estimated $337M. The largest seller was Fidelity Investments, cutting an estimated $398M.

  • 925 institutional investors held Novartis (NVS) as of Q3 2015, down from 943 in Q2 2015.
  • Funds reported $21.4B of Novartis stock for Q3 2015, down 6.6% quarter-over-quarter.
  • 43 funds opened new Novartis positions in Q3 2015 and 53 closed out, a net change of -10 holders.
  • The largest Novartis buyer in Q3 2015 was Franklin Resources, an estimated $337M added.
  • The largest Novartis seller in Q3 2015 was Fidelity Investments, an estimated $398M sold.

Based on aggregated 13F filings for Q3 2015.