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Novartis

919 hedge funds and large institutions have $22.3B invested in Novartis in 2014 Q4 according to their latest regulatory filings, with 101 funds opening new positions, 335 increasing their positions, 320 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

137% more call options, than puts

Call options by funds: $183M | Put options by funds: $76.9M

115% more first-time investments, than exits

New positions opened: 101 | Existing positions closed: 47

5% more funds holding

Funds holding: 875919 (+44)

5% more repeat investments, than reductions

Existing positions increased: 335 | Existing positions reduced: 320

0.05% more ownership

Funds ownership: 9.72%9.77% (+0.05%)

1% less capital invested

Capital invested by funds: $22.5B → $22.3B (-$272M)

13% less funds holding in top 10

Funds holding in top 10: 7162 (-9)

Holders
919
Holders Change
+44
Holders Change %
+5.03%
% of All Funds
24.5%
Holding in Top 10
62
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.68%
% of All Funds
1.65%
New
101
Increased
335
Reduced
320
Closed
47
Calls
$183M
Puts
$76.9M
Net Calls
+$106M
Net Calls Change
+$28.1M
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
251
Riverhead Capital Management
Delaware
$5.78M
JGUA
252
John G. Ullman & Associates
New York
$5.72M -$125K -1,507 -2%
FBC
253
Fairfield, Bush & Co
Connecticut
$5.72M -$34.6K -418 -0.6%
TRIM
254
Thompson Rubinstein Investment Management
Oregon
$5.66M -$21.7K -262 -0.4%
GAM
255
Griffin Asset Management
New York
$5.62M -$269K -3,242 -5%
JFL
256
Jarislowsky, Fraser Ltd
Quebec, Canada
$5.62M +$55.5K +669 +1%
NFA
257
Nationwide Fund Advisors
Ohio
$5.62M +$112K +1,353 +2%
FLPIM
258
F.L. Putnam Investment Management
Massachusetts
$5.49M +$16.7K +202 +0.3%
BI
259
Boulegeris Investments
Georgia
$5.47M +$512K +6,172 +10%
TFF
260
Timothy F. Fidgeon
$5.44M +$5.55K +67 +0.1%
EVM
261
Evelyn V. Moreno
$5.3M -$127K -1,536 -2%
MJP
262
Michael J. Puzo
$5.29M +$56K +676 +1%
PP
263
PDT Partners
New York
$5.25M -$32.1M -387,029 -86%
Susquehanna International Group
264
Susquehanna International Group
Pennsylvania
$5.22M +$3.07M +37,086 +143%
WCM
265
Wallace Capital Management
Texas
$5.21M +$302K +3,649 +6%
TGI
266
Tradewinds Global Investors
California
$5.09M +$232K +2,796 +5%
HKIM
267
Hayek Kallen Investment Management
Alabama
$5.06M -$124K -1,494 -2%
WFG
268
Windsor Financial Group
Minnesota
$4.98M -$87.9K -1,061 -2%
LG
269
LaFleur & Godfrey
Michigan
$4.98M +$18K +217 +0.4%
TCOO
270
Trust Company of Oklahoma
Oklahoma
$4.83M +$2.57M +30,997 +116%
CAM
271
Cubic Asset Management
Massachusetts
$4.82M -$11.5K -139 -0.2%
AAIM
272
American Assets Investment Management
California
$4.8M
NAM
273
NorthCoast Asset Management
Connecticut
$4.79M +$4.78M +57,635 New
EHC
274
Everett Harris & Co
California
$4.71M
IPC
275
Independent Portfolio Consultants
Florida
$4.65M +$2.68M +32,313 +137%

NVS Hedge Fund Activity: Q4 2014 in Review

919 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q4 2014, worth a combined $22.3B — down 1.2% from $22.5B a quarter earlier.

Buyers outnumbered sellers: 101 funds opened new NVS positions and 47 closed out — a net gain of 54 holders — while 335 added to existing stakes and 320 trimmed.

The largest buyer was Sterling Capital Management, adding an estimated $71.7M. The largest seller was Arrowstreet Capital, cutting an estimated $106M.

  • 919 institutional investors held Novartis (NVS) as of Q4 2014, up from 875 in Q3 2014.
  • Funds reported $22.3B of Novartis stock for Q4 2014, down 1.2% quarter-over-quarter.
  • 101 funds opened new Novartis positions in Q4 2014 and 47 closed out, a net change of +54 holders.
  • The largest Novartis buyer in Q4 2014 was Sterling Capital Management, an estimated $71.7M added.
  • The largest Novartis seller in Q4 2014 was Arrowstreet Capital, an estimated $106M sold.

Based on aggregated 13F filings for Q4 2014.