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Novartis

875 hedge funds and large institutions have $22.5B invested in Novartis in 2014 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 315 increasing their positions, 335 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

157% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 21

71% more call options, than puts

Call options by funds: $187M | Put options by funds: $110M

22% more funds holding in top 10

Funds holding in top 10: 5871 (+13)

3% more funds holding

Funds holding: 848875 (+27)

2% more capital invested

Capital invested by funds: $22B → $22.5B (+$520M)

0.06% less ownership

Funds ownership: 9.79%9.72% (-0.06%)

6% less repeat investments, than reductions

Existing positions increased: 315 | Existing positions reduced: 335

Holders
875
Holders Change
+27
Holders Change %
+3.18%
% of All Funds
25.38%
Holding in Top 10
71
Holding in Top 10 Change
+13
Holding in Top 10 Change %
+22.41%
% of All Funds
2.06%
New
54
Increased
315
Reduced
335
Closed
21
Calls
$187M
Puts
$110M
Net Calls
+$77.6M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
TFF
251
Timothy F. Fidgeon
$5.52M +$13K +161 +0.2%
EVM
252
Evelyn V. Moreno
$5.51M -$20.5K -253 -0.4%
WC
253
Wexford Capital
Florida
$5.45M +$5.22M +64,561 New
MJP
254
Michael J. Puzo
$5.32M -$46.1K -570 -0.9%
BCM
255
Bourgeon Capital Management
Connecticut
$5.29M +$5.02K +62 +0.1%
VCM
256
Vigilant Capital Management
Maine
$5.27M -$69.1K -854 -1%
HKIM
257
Hayek Kallen Investment Management
Alabama
$5.27M -$274K -3,385 -5%
WFG
258
Windsor Financial Group
Minnesota
$5.15M -$63.4K -783 -1%
BI
259
Boulegeris Investments
Georgia
$5.04M +$4.84M +59,765 New
LG
260
LaFleur & Godfrey
Michigan
$5.04M -$141K -1,746 -3%
WCM
261
Wallace Capital Management
Texas
$4.98M +$148K +1,833 +3%
LPC
262
Loeb Partners Corp
New York
$4.97M -$298K -3,683 -6%
TD Asset Management
263
TD Asset Management
Ontario, Canada
$4.97M -$1.66M -20,559 -26%
CRC
264
Curi RMB Capital
Illinois
$4.97M -$778K -9,619 -14%
TGI
265
Tradewinds Global Investors
California
$4.94M -$10.1M -124,847 -68%
SC
266
Scotia Capital
Ontario, Canada
$4.93M -$2.91K -36 -0.1%
CAM
267
Cubic Asset Management
Massachusetts
$4.91M -$18K -223 -0.4%
AAIM
268
American Assets Investment Management
California
$4.87M
TSBJ
269
Trevor, Stewart, Burton & Jacobsen
New York
$4.85M +$971 +12 +0%
EHC
270
Everett Harris & Co
California
$4.79M +$3.4K +42 +0.1%
ST
271
Stifel Trust
Missouri
$4.78M -$51.9K -642 -1%
RC
272
RegentAtlantic Capital
New Jersey
$4.77M -$106K -1,316 -2%
SFPIA
273
Stevens First Principles Investment Advisors
California
$4.67M -$14.9K -184 -0.3%
CCM
274
Carderock Capital Management
Maryland
$4.61M +$1.77M +21,829 +66%
BTW
275
Boston Trust Walden
Massachusetts
$4.53M +$4.53K +56 +0.1%

NVS Hedge Fund Activity: Q3 2014 in Review

875 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Novartis (NVS) for Q3 2014, worth a combined $22.5B — up 2.4% from $22B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new NVS positions and 21 closed out — a net gain of 33 holders — while 315 added to existing stakes and 335 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $213M. The largest seller was Primecap Management, cutting an estimated $145M.

  • 875 institutional investors held Novartis (NVS) as of Q3 2014, up from 848 in Q2 2014.
  • Funds reported $22.5B of Novartis stock for Q3 2014, up 2.4% quarter-over-quarter.
  • 54 funds opened new Novartis positions in Q3 2014 and 21 closed out, a net change of +33 holders.
  • The largest Novartis buyer in Q3 2014 was Arrowstreet Capital, an estimated $213M added.
  • The largest Novartis seller in Q3 2014 was Primecap Management, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2014.