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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.12M -$1.48M -105,378 -23%
GC
2
Guggenheim Capital
Illinois
$2.83M -$450K -31,997 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.85M +$69.9K +4,973 +4%
LPL Financial
4
LPL Financial
California
$1.75M -$303K -21,575 -15%
OA
5
Oxbow Advisors
Texas
$1.56M
GEM
6
Global Endowment Management
North Carolina
$1.22M
TCM
7
Tradewinds Capital Management
Washington
$1.01M +$53.4K +3,800 +6%
Bank of America
8
Bank of America
North Carolina
$843K -$308K -21,904 -27%
Wells Fargo
9
Wells Fargo
California
$748K -$37.4K -2,659 -5%
PPA
10
Parametric Portfolio Associates
Washington
$684K -$497K -35,306 -42%
First Trust Advisors
11
First Trust Advisors
Illinois
$545K +$31.9K +2,267 +6%
U
12
UBS
Switzerland
$514K -$102K -7,284 -17%
AQR Capital Management
13
AQR Capital Management
Connecticut
$508K
GCM
14
Gruss Capital Management
New York
$463K
RCM
15
Rivernorth Capital Management
Florida
$447K -$1M -71,386 -69%
HK
16
Horizon Kinetics
New York
$447K
MIG
17
Mariner Investment Group
New York
$439K -$938K -66,657 -68%
RJA
18
Raymond James & Associates
Florida
$417K +$70 +5 +0%
VanEck Associates
19
VanEck Associates
New York
$381K +$51.1K +3,630 +16%
NFC
20
Northeast Financial Consultants
Connecticut
$321K
US Bancorp
21
US Bancorp
Minnesota
$282K +$42.2K +3,000 +18%
FAAS
22
First Allied Advisory Services
California
$235K +$234K +16,650 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$229K +$88.3K +6,280 +63%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$215K +$42.3K +3,006 +25%
AIG
25
American International Group
New York
$212K +$209K +14,883 +12,721%