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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.84M -$6.09K -404 -0.1%
LPL Financial
2
LPL Financial
California
$3.93M +$1.85M +122,484 +93%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.1M +$14.5K +962 +0.5%
Bank of America
4
Bank of America
North Carolina
$1.69M -$16.2K -1,078 -1%
Wells Fargo
5
Wells Fargo
California
$1.17M +$108K +7,135 +10%
TCM
6
Tradewinds Capital Management
Washington
$1.04M +$799 +53 +0.1%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$966K +$354K +23,467 +60%
VanEck Associates
8
VanEck Associates
New York
$814K +$98.9K +6,561 +14%
LCM
9
Laurion Capital Management
New York
$670K +$655K +43,482 New
First Trust Advisors
10
First Trust Advisors
Illinois
$604K -$50.7K -3,362 -8%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$572K +$160K +10,635 +40%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$502K +$7.97K +529 +2%
UBS Group
13
UBS Group
Switzerland
$476K +$10.5K +694 +2%
SG Americas Securities
14
SG Americas Securities
New York
$457K +$447K +29,651 New
HK
15
Horizon Kinetics
New York
$400K -$90.4K -6,000 -19%
RJA
16
Raymond James & Associates
Florida
$374K +$58.3K +3,866 +19%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$338K
US Bancorp
18
US Bancorp
Minnesota
$321K
Creative Planning
19
Creative Planning
Kansas
$310K
CIA
20
Capital Investment Advisors
Georgia
$251K +$7.54K +500 +3%
VFS
21
VSR Financial Services
Kansas
$246K
WS
22
Wedbush Securities
California
$242K +$4.76K +316 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$228K +$223K +14,779 New
PAG
24
Private Advisor Group
New Jersey
$226K
HCM
25
Hollencrest Capital Management
California
$219K