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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.07M +$9.02K +573 +0.2%
LPL Financial
2
LPL Financial
California
$5.53M +$1.42M +90,193 +36%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.13M -$85.4K -5,422 -3%
Bank of America
4
Bank of America
North Carolina
$1.64M -$105K -6,653 -6%
VanEck Associates
5
VanEck Associates
New York
$1.15M +$300K +19,074 +36%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.14M +$129K +8,180 +13%
TCM
7
Tradewinds Capital Management
Washington
$1.08M +$819 +52 +0.1%
Wells Fargo
8
Wells Fargo
California
$984K -$232K -14,707 -19%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$900K +$301K +19,117 +52%
RCM
10
Robinson Capital Management
Michigan
$620K +$609K +38,705 New
UBS Group
11
UBS Group
Switzerland
$557K +$61.3K +3,893 +13%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$526K +$4.08K +259 +0.8%
RJA
13
Raymond James & Associates
Florida
$391K +$1.98K +126 +0.5%
HK
14
Horizon Kinetics
New York
$387K -$28.6K -1,814 -7%
NFC
15
Northeast Financial Consultants
Connecticut
$364K +$357K +22,700 New
Creative Planning
16
Creative Planning
Kansas
$353K +$30.6K +1,945 +10%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$277K -$71.5K -4,544 -21%
CIA
18
Capital Investment Advisors
Georgia
$260K
ICOA
19
Investment Centers of America
North Dakota
$257K +$31.5K +2,000 +14%
VFS
20
VSR Financial Services
Kansas
$255K
WS
21
Wedbush Securities
California
$254K +$2.41K +153 +1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$238K +$1.07K +68 +0.5%
PAG
23
Private Advisor Group
New Jersey
$235K
US Bancorp
24
US Bancorp
Minnesota
$229K -$104K -6,599 -32%
HCM
25
Hollencrest Capital Management
California
$228K