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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.19M +$170K +11,398 +2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.24M +$313K +20,955 +17%
GC
3
Guggenheim Capital
Illinois
$2.06M -$225K -15,070 -10%
LPL Financial
4
LPL Financial
California
$1.78M +$107K +7,194 +7%
OA
5
Oxbow Advisors
Texas
$1.69M +$22.4K +1,500 +1%
Bank of America
6
Bank of America
North Carolina
$1.27M +$187K +12,527 +18%
TCM
7
Tradewinds Capital Management
Washington
$978K -$76.4K -5,122 -7%
Wells Fargo
8
Wells Fargo
California
$882K +$110K +7,354 +15%
First Trust Advisors
9
First Trust Advisors
Illinois
$647K -$12.1K -810 -2%
VanEck Associates
10
VanEck Associates
New York
$636K +$124K +8,319 +25%
UBS Group
11
UBS Group
Switzerland
$621K +$608K +40,747 New
HK
12
Horizon Kinetics
New York
$530K +$124K +8,310 +31%
GEM
13
Global Endowment Management
North Carolina
$498K
BFEC
14
Benjamin F. Edwards & Company
Missouri
$452K +$88.8K +5,948 +25%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$388K +$104K +6,967 +38%
US Bancorp
16
US Bancorp
Minnesota
$374K +$98.1K +6,571 +37%
RJA
17
Raymond James & Associates
Florida
$346K -$12.2K -818 -3%
NFC
18
Northeast Financial Consultants
Connecticut
$346K +$339K +22,700 New
PPA
19
Parametric Portfolio Associates
Washington
$343K +$7.01K +470 +2%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$322K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$288K +$194 +13 +0.1%
Creative Planning
22
Creative Planning
Kansas
$260K +$228K +15,300 +850%
CIA
23
Capital Investment Advisors
Georgia
$250K +$245K +16,409 New
AIG
24
American International Group
New York
$235K +$6.71K +450 +3%
AT
25
Arden Trust
Delaware
$226K