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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.62M +$19.7K +1,333 +0.4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.96M +$62.1K +4,212 +2%
LPL Financial
3
LPL Financial
California
$1.96M -$7.65K -519 -0.4%
Bank of America
4
Bank of America
North Carolina
$1.64M +$38.9K +2,637 +2%
Wells Fargo
5
Wells Fargo
California
$1.02M +$403K +27,327 +66%
TCM
6
Tradewinds Capital Management
Washington
$1M +$100K +6,814 +11%
VanEck Associates
7
VanEck Associates
New York
$685K +$44.5K +3,014 +7%
First Trust Advisors
8
First Trust Advisors
Illinois
$630K -$6.93K -470 -1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$580K +$50.3K +3,410 +10%
GC
10
Guggenheim Capital
Illinois
$528K -$17.9K -1,215 -3%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$475K -$929 -63 -0.2%
HK
12
Horizon Kinetics
New York
$474K -$1.81K -123 -0.4%
UBS Group
13
UBS Group
Switzerland
$447K +$62K +4,203 +16%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$392K +$110K +7,470 +39%
NFC
15
Northeast Financial Consultants
Connecticut
$337K
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$324K
US Bancorp
17
US Bancorp
Minnesota
$309K -$73.7K -5,000 -19%
RJA
18
Raymond James & Associates
Florida
$303K +$33.9K +2,300 +13%
Creative Planning
19
Creative Planning
Kansas
$298K -$44.2K -3,000 -13%
VFS
20
VSR Financial Services
Kansas
$236K
CIA
21
Capital Investment Advisors
Georgia
$234K -$9.59K -650 -4%
WS
22
Wedbush Securities
California
$228K +$3.73K +253 +2%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$222K -$26.3K -1,782 -11%
PAG
24
Private Advisor Group
New Jersey
$217K
HCM
25
Hollencrest Capital Management
California
$211K