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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.47M -$1.01M -66,052 -15%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.83M +$342K +22,359 +13%
LPL Financial
3
LPL Financial
California
$1.93M +$123K +8,016 +6%
Bank of America
4
Bank of America
North Carolina
$1.56M +$168K +10,973 +11%
TCM
5
Tradewinds Capital Management
Washington
$881K -$52.3K -3,421 -5%
VanEck Associates
6
VanEck Associates
New York
$626K +$72K +4,712 +12%
First Trust Advisors
7
First Trust Advisors
Illinois
$623K -$8.64K -565 -1%
Wells Fargo
8
Wells Fargo
California
$603K -$236K -15,442 -27%
GC
9
Guggenheim Capital
Illinois
$533K -$1.29M -84,675 -70%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$518K -$15.1K -990 -3%
HK
11
Horizon Kinetics
New York
$465K
BFEC
12
Benjamin F. Edwards & Company
Missouri
$465K +$6.18K +404 +1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$424K +$109K +7,129 +32%
UBS Group
14
UBS Group
Switzerland
$376K -$19.2K -1,253 -5%
US Bancorp
15
US Bancorp
Minnesota
$374K +$19.4K +1,268 +5%
Creative Planning
16
Creative Planning
Kansas
$335K -$6.12K -400 -2%
NFC
17
Northeast Financial Consultants
Connecticut
$329K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$317K -$85.3K -5,578 -20%
Goldman Sachs
19
Goldman Sachs
New York
$278K +$293K +19,173 New
Baird Financial Group
20
Baird Financial Group
Wisconsin
$275K +$290K +18,970 New
RJA
21
Raymond James & Associates
Florida
$262K +$38.7K +2,530 +16%
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$243K +$257K +16,782 New
CIA
23
Capital Investment Advisors
Georgia
$238K
VFS
24
VSR Financial Services
Kansas
$231K
WS
25
Wedbush Securities
California
$219K +$3.58K +234 +2%