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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.94M -$444K -28,590 -6%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.71M +$407K +26,173 +18%
LPL Financial
3
LPL Financial
California
$1.95M +$102K +6,597 +6%
GC
4
Guggenheim Capital
Illinois
$1.9M -$216K -13,907 -10%
Bank of America
5
Bank of America
North Carolina
$1.51M +$204K +13,138 +16%
TCM
6
Tradewinds Capital Management
Washington
$1M
Wells Fargo
7
Wells Fargo
California
$894K -$13.5K -867 -1%
OA
8
Oxbow Advisors
Texas
$763K -$966K -62,190 -56%
First Trust Advisors
9
First Trust Advisors
Illinois
$681K +$17K +1,095 +3%
VanEck Associates
10
VanEck Associates
New York
$602K -$50.7K -3,266 -8%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$574K +$277K +17,813 +94%
HK
12
Horizon Kinetics
New York
$503K -$41.5K -2,674 -8%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$496K +$30.7K +1,977 +7%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$430K +$98.7K +6,354 +30%
UBS Group
15
UBS Group
Switzerland
$426K -$210K -13,536 -33%
US Bancorp
16
US Bancorp
Minnesota
$384K
Creative Planning
17
Creative Planning
Kansas
$368K +$99.4K +6,400 +37%
NFC
18
Northeast Financial Consultants
Connecticut
$355K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$347K -$51.5K -3,316 -13%
FNBT
20
FineMark National Bank & Trust
Florida
$340K +$254K +16,333 +302%
GEM
21
Global Endowment Management
North Carolina
$327K -$183K -11,800 -36%
B
22
Baird
Wisconsin
$275K +$273K +17,565 New
CIA
23
Capital Investment Advisors
Georgia
$257K
VFS
24
VSR Financial Services
Kansas
$249K +$247K +15,929 New
RJA
25
Raymond James & Associates
Florida
$244K -$111K -7,161 -31%