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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.81M +$225K +16,727 +4%
GC
2
Guggenheim Capital
Illinois
$5.39M -$589K -43,717 -10%
LPL Financial
3
LPL Financial
California
$2.12M -$225K -16,714 -9%
FTCM
4
Fir Tree Capital Management
New York
$1.99M +$1.94M +144,207 New
Bank of America
5
Bank of America
North Carolina
$1.98M -$120K -8,897 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.59M +$872K +64,748 +128%
Wells Fargo
7
Wells Fargo
California
$830K +$73.9K +5,483 +10%
PPA
8
Parametric Portfolio Associates
Washington
$764K +$381K +28,243 +104%
OA
9
Oxbow Advisors
Texas
$622K +$609K +45,170 New
First Trust Advisors
10
First Trust Advisors
Illinois
$612K -$27.2K -2,020 -4%
U
11
UBS
Switzerland
$570K -$78.1K -5,797 -12%
RJA
12
Raymond James & Associates
Florida
$491K +$102K +7,558 +27%
HK
13
Horizon Kinetics
New York
$448K -$1.35K -100 -0.3%
VanEck Associates
14
VanEck Associates
New York
$363K +$24K +1,784 +7%
Creative Planning
15
Creative Planning
Kansas
$351K +$258K +19,160 +305%
AQR Capital Management
16
AQR Capital Management
Connecticut
$300K +$293K +21,773 New
US Bancorp
17
US Bancorp
Minnesota
$234K -$93K -6,900 -29%
MMG
18
Monetary Management Group
Missouri
$208K
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$194K
Bank of New York Mellon
20
Bank of New York Mellon
New York
$192K +$188K +13,948 New
RT
21
Reliance Trust
Georgia
$191K -$5.03K -373 -3%
WS
22
Wedbush Securities
California
$185K +$3.15K +234 +2%
SIA
23
Sit Investment Associates
Minnesota
$177K -$169K -12,567 -49%
ICOA
24
Investment Centers of America
North Dakota
$170K +$166K +12,295 New
GBA
25
Garrison Bradford & Associates
New York
$165K