Bank of New York Mellon
NQM

Bank of New York Mellon’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Bank of New York Mellon’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-13,948
Closed -$192K – 4272
2013
Q3 		$192K Buy
+13,948
New +$188K ﹤0.01% 3807

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon's NQM Position: Q4 2013 in Review

Bank of New York Mellon sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q4 2013, closing a stake of 13,948 shares — an estimated $192K sold.

Bank of New York Mellon first reported a position in NQM in Q3 2013 and held it in 1 quarter. The position peaked at $192K in Q3 2013. 60 funds tracked by Wall St. Rank hold NQM as of Q4 2013.

  • Bank of New York Mellon reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q4 2013 after selling out during the quarter.
  • Bank of New York Mellon sold 13,948 NUVEEN INVESTMENT QLTY MUNI FD shares in Q4 2013, an estimated $192K.
  • Bank of New York Mellon first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q3 2013 and held it in 1 quarter.
  • Bank of New York Mellon's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $192K in Q3 2013.
  • 60 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q4 2013.

Based on Bank of New York Mellon's 13F filing for Q4 2013, filed 12 Feb 2014.