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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

47 hedge funds and large institutions have $62M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2020 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more capital invested

Capital invested by funds: $40.1M → $62M (+$21.9M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

0.17% less ownership

Funds ownership: 37.46% → 37.3% (-0.17%)

19% less funds holding

Funds holding: 58 → 47 (-11)

52% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 21

Holders
47
Holders Change
-11
Holders Change %
-18.97%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
14
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$1.9M
2
CA
Cornerstone Advisors
North Carolina
+$1.1M
3
RCM
Rivernorth Capital Management
Florida
+$1.1M
4
PFO
Pathstone Family Office
New Jersey
+$849K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$646K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.19M
2
MC
Matisse Capital
Oregon
-$1M
3
UBS Group
UBS Group
Switzerland
-$501K
4
Osaic Holdings
Osaic Holdings
Arizona
-$326K
5
Goldman Sachs
Goldman Sachs
New York
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$221K -$8.41K -3,029 -4%
EWM
27
Edge Wealth Management
New York
$212K +$201K +72,258 New
Bank of America
28
Bank of America
North Carolina
$161K -$19K -6,846 -11%
OIA
29
Optimum Investment Advisors
Illinois
$107K +$54.1K +19,500 +115%
CRC
30
Curi RMB Capital
Illinois
$50K +$47K +16,948 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$49K +$242 +87 +0.5%
Citigroup
32
Citigroup
New York
$45K -$12.4K -4,450 -23%
ACI
33
Alpha Cubed Investments
California
$45K +$92 +33 +0.2%
FNBOMD
34
First National Bank of Mount Dora
Florida
$40K – – –
EWF
35
Epstein & White Financial
California
$32K +$364 +131 +1%
TI
36
Tidal Investments
Wisconsin
$29K – – –
PAG
37
Private Advisor Group
New Jersey
$21K +$19.8K +7,117 New
SIA
38
Sit Investment Associates
Minnesota
$13K +$12.5K +4,500 New
FWM
39
Filbrandt Wealth Management
Wisconsin
$5K +$4.8K +1,730 New
CHA
40
Carmichael Hill & Associates
Maryland
$3K – – –
SPIA
41
Steward Partners Investment Advisory
New York
$3K – – –
CAN
42
Cetera Advisor Networks
California
$3K +$2.43K +874 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$3K +$2.78K +1,000 New
EAM
44
Eukles Asset Management
Ohio
$1K – – –
NSIM
45
North Star Investment Management
Illinois
$1K – – –
APWA
46
Atlas Private Wealth Advisors
New Jersey
$1K +$555 +200 New
MC
47
Matisse Capital
Oregon
– -$1M -528,923 Closed
MGWM
48
Marks Group Wealth Management
Minnesota
– -$259K -137,236 Closed
Citadel Advisors
49
Citadel Advisors
Florida
– -$100K -52,834 Closed
AGM
50
Alpine Global Management
New York
– -$73K -38,382 Closed
1
2
3

NML Hedge Fund Activity: Q2 2020 in Review

47 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q2 2020, worth a combined $62M — up 54% from $40.1M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NML and 10 opened new positions — a net loss of 11 holders — while 14 trimmed existing stakes and 16 added.

The largest buyer was City of London Investment Management, adding an estimated $1.9M. The largest seller was Morgan Stanley, cutting an estimated $3.19M.

  • 47 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q2 2020, down from 58 in Q1 2020.
  • Funds reported $62M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q2 2020, up 54% quarter-over-quarter.
  • 10 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q2 2020 and 21 closed out, a net change of -11 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q2 2020 was City of London Investment Management, an estimated $1.9M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q2 2020 was Morgan Stanley, an estimated $3.19M sold.

Based on aggregated 13F filings for Q2 2020.