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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

56 hedge funds and large institutions have $136M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

12% more funds holding

Funds holding: 50 → 56 (+6)

7% more capital invested

Capital invested by funds: $127M → $136M (+$9.22M)

4.43% more ownership

Funds ownership: 31.1% → 35.53% (+4.4%)

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
19
Reduced
11
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$5M
2
COLIM
City of London Investment Management
United Kingdom
+$3.16M
3
PAIM
Punch & Associates Investment Management
Minnesota
+$3.15M
4
PMG
Private Management Group
California
+$2.9M
5
SGCA
Steel Grove Capital Advisors
Tennessee
+$2.03M

Top Sellers

Rank Fund Capital Flow
1
HHAM
HITE Hedge Asset Management
Massachusetts
-$2.81M
2
WAM
Wolverine Asset Management
Illinois
-$1.93M
3
HI
HBK Investments
Texas
-$1.31M
4
6M
6 Meridian
Kansas
-$771K
5
Cohen & Steers
Cohen & Steers
New York
-$594K
Name Holding Trade Value Shares
Change 		Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$580K +$572K +85,761 New
WAM
27
Wolverine Asset Management
Illinois
$536K -$1.93M -289,527 -78%
Bank of America
28
Bank of America
North Carolina
$399K -$190K -28,517 -33%
ACM
29
Arlington Capital Management
Illinois
$347K +$104K +15,604 +44%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$254K +$178K +26,700 +243%
CA
31
Cornerstone Advisors
North Carolina
$235K +$232K +34,808 New
Citigroup
32
Citigroup
New York
$136K +$1.17K +176 +0.9%
ACP
33
Aveo Capital Partners
Colorado
$132K – – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$120K +$12.4K +1,855 +12%
HighTower Advisors
35
HighTower Advisors
Illinois
$112K -$5.29K -793 -5%
OIA
36
Optimum Investment Advisors
Illinois
$105K -$192K -28,786 -65%
ACI
37
Alpha Cubed Investments
California
$103K +$9.34K +1,401 +10%
RC
38
RegentAtlantic Capital
New Jersey
$100K +$15K +2,255 +18%
STA
39
Summit Trail Advisors
New York
$98K +$96.5K +14,471 New
BWA
40
Beam Wealth Advisors
Louisiana
$82K +$80.4K +12,067 New
EWF
41
Epstein & White Financial
California
$69K +$68.1K +10,209 New
NFG
42
Next Financial Group
Texas
$50K – – –
CI
43
CX Institutional
Indiana
$34K – – –
CA
44
CXI Advisors
Indiana
$34K +$33.3K +5,000 New
SIA
45
Sit Investment Associates
Minnesota
$27K – – –
LWA
46
Lenox Wealth Advisors
New York
$27K +$27.1K +4,066 New
CHA
47
Carmichael Hill & Associates
Maryland
$19K +$18.8K +2,820 New
ASN
48
Advisory Services Network
Georgia
$18K +$15.5K +2,318 +822%
BFEC
49
Benjamin F. Edwards & Company
Missouri
$18K +$17.3K +2,595 New
PA
50
PSI Advisors
Florida
$16K +$16.7K +2,500 New
1
2
3

NML Hedge Fund Activity: Q4 2019 in Review

56 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q4 2019, worth a combined $136M — up 7.3% from $127M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new NML positions and 12 closed out — a net gain of 7 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5M. The largest seller was HITE Hedge Asset Management, exiting entirely with an estimated $2.81M sold.

  • 56 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q4 2019, up from 50 in Q3 2019.
  • Funds reported $136M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q4 2019, up 7.3% quarter-over-quarter.
  • 19 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q4 2019 and 12 closed out, a net change of +7 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q4 2019 was Morgan Stanley, an estimated $5M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q4 2019 was HITE Hedge Asset Management, an estimated $2.81M sold.

Based on aggregated 13F filings for Q4 2019.