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NML

Neuberger Energy Infrastructure and Income Fund Inc
NML

57 hedge funds and large institutions have $117M invested in Neuberger Energy Infrastructure and Income Fund Inc in 2017 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 16

1.77% more ownership

Funds ownership: 19.78% → 21.55% (+1.8%)

4% more capital invested

Capital invested by funds: $114M → $117M (+$3.98M)

3% less funds holding

Funds holding: 59 → 57 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
57
Holders Change
-2
Holders Change %
-3.39%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$3.29M
2
PAIM
Punch & Associates Investment Management
Minnesota
+$2.27M
3
UBS Group
UBS Group
Switzerland
+$2.26M
4
COLIM
City of London Investment Management
United Kingdom
+$1.93M
5
SCA
Salient Capital Advisors
Texas
+$991K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.57M
2
PL
Polianta Ltd
Jersey
-$1.48M
3
LCM
Landscape Capital Management
New Jersey
-$543K
4
LPL Financial
LPL Financial
California
-$498K
5
Wells Fargo
Wells Fargo
California
-$467K
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$299K +$14.2K +1,477 +5%
HBWM
27
Hollow Brook Wealth Management
New York
$277K +$5.37K +558 +2%
IA
28
IFP Advisors
Florida
$265K +$48.1K +5,000 +22%
BlackRock
29
BlackRock
New York
$239K – – –
Neuberger Berman Group
30
Neuberger Berman Group
New York
$224K -$37.4K -3,889 -14%
Citigroup
31
Citigroup
New York
$220K -$2.14K -223 -1%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$203K -$12.3K -1,284 -6%
SCA
33
STALEY CAPITAL ADVISERS
Pennsylvania
$164K – – –
LPL Financial
34
LPL Financial
California
$156K -$498K -51,744 -76%
DADC
35
D.A. Davidson & Co
Montana
$144K -$4.81K -500 -3%
HighTower Advisors
36
HighTower Advisors
Illinois
$129K -$10.3K -1,075 -7%
CAN
37
Cetera Advisor Networks
California
$121K +$121K +12,573 New
RCM
38
Robinson Capital Management
Michigan
$115K +$115K +12,000 New
TC
39
TFS Capital
Pennsylvania
$100K -$22.2K -2,305 -18%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$98K +$952 +99 +1%
Bank of New York Mellon
41
Bank of New York Mellon
New York
$98K +$98.2K +10,213 New
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$97K +$96.6K +10,050 New
MNBTD
43
Moody National Bank Trust Division
Texas
$96K – – –
HCC
44
Hirtle Callaghan & Co
Pennsylvania
$90K – – –
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$73K -$4.41K -459 -6%
EA
46
Edge Advisors
Georgia
$67K – – –
TSW
47
Thompson Siegel & Walmsley
Virginia
$46K +$45.6K +4,740 New
NSIM
48
North Star Investment Management
Illinois
$34K – – –
DAM
49
Delta Asset Management
Tennessee
$26K -$36.1K -3,750 -58%
DPA
50
Delphi Private Advisors
California
$17K – – –
1
2
3

NML Hedge Fund Activity: Q2 2017 in Review

57 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Neuberger Energy Infrastructure and Income Fund Inc (NML) for Q2 2017, worth a combined $117M — up 3.5% from $114M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of NML and 8 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 20 added.

The largest buyer was Advisors Asset Management, adding an estimated $3.29M. The largest seller was Royal Bank of Canada, cutting an estimated $1.57M.

  • 57 institutional investors held Neuberger Energy Infrastructure and Income Fund Inc (NML) as of Q2 2017, down from 59 in Q1 2017.
  • Funds reported $117M of Neuberger Energy Infrastructure and Income Fund Inc stock for Q2 2017, up 3.5% quarter-over-quarter.
  • 8 funds opened new Neuberger Energy Infrastructure and Income Fund Inc positions in Q2 2017 and 10 closed out, a net change of -2 holders.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc buyer in Q2 2017 was Advisors Asset Management, an estimated $3.29M added.
  • The largest Neuberger Energy Infrastructure and Income Fund Inc seller in Q2 2017 was Royal Bank of Canada, an estimated $1.57M sold.

Based on aggregated 13F filings for Q2 2017.