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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
CoreCap Advisors
Michigan
$102K +$101K +12,600 New
RJA
27
Raymond James & Associates
Florida
$97.4K
KAS
28
Kestra Advisory Services
Texas
$93.8K
BRWA
29
B. Riley Wealth Advisors
Florida
$92.9K -$24.9K -3,100 -20%
B
30
Bailard
California
$87.4K
Comerica Bank
31
Comerica Bank
Texas
$70.3K -$4.3K -535 -6%
Bank of America
32
Bank of America
North Carolina
$44.3K
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$44K +$19.4K +2,412 +79%
AF
34
Allworth Financial
California
$10.1K +$10K +1,250 New
GWSG
35
GPS Wealth Strategies Group
Colorado
$3.43K
CCP
36
Clough Capital Partners
Massachusetts
-$4.02M -520,723 Closed
SFS
37
Shaker Financial Services
Virginia
-$1.51M -196,162 Closed
LCM
38
Landscape Capital Management
New Jersey
-$974K -126,175 Closed
Ameriprise
39
Ameriprise
Minnesota
-$436K -56,438 Closed
Neuberger Berman Group
40
Neuberger Berman Group
New York
-$414K -53,664 Closed
WAM
41
Wolverine Asset Management
Illinois
-$299K -38,700 Closed
CL
42
CSS LLC
Illinois
-$238K -30,835 Closed
AUIM
43
Aegon USA Investment Management
Iowa
-$222K -28,732 Closed
FSI
44
Flow State Investments
Illinois
-$134K -17,300 Closed
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
-$92K -11,965 Closed
Wealth Enhancement Advisory Services
46
Wealth Enhancement Advisory Services
Minnesota
-$83.8K -10,849 Closed
AF
47
Advisornet Financial
Minnesota
-$9.61K -1,245 Closed