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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
26
Geneos Wealth Management
Colorado
$114K
UBS Group
27
UBS Group
Switzerland
$113K +$28.9K +2,873 +36%
BRWA
28
B. Riley Wealth Advisors
Florida
$107K +$985 +98 +1%
Bank of America
29
Bank of America
North Carolina
$90K -$114K -11,382 -57%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$53K +$231 +23 +0.5%
CAN
31
Cetera Advisor Networks
California
$39K +$38.2K +3,804 New
US Bancorp
32
US Bancorp
Minnesota
$37K
Citigroup
33
Citigroup
New York
$22K -$10.9K -1,088 -34%
RIA
34
RPG Investment Advisory
California
$19K
PAG
35
Private Advisor Group
New Jersey
$15K +$14.8K +1,475 New
AF
36
Advisornet Financial
Minnesota
$13K
SPIA
37
Steward Partners Investment Advisory
New York
$5K
AA
38
Ancora Advisors
Ohio
$3K
PAM
39
Panagora Asset Management
Massachusetts
$3K
BI
40
Bramshill Investments
Florida
-$2.97M -342,361 Closed
BFM
41
Boothbay Fund Management
New York
-$700K -80,698 Closed
Ameriprise
42
Ameriprise
Minnesota
-$256K -29,544 Closed
HF
43
HRT Financial
New York
-$205K -23,700 Closed
ECM
44
ExodusPoint Capital Management
New York
-$198K -22,767 Closed
RJT
45
Raymond James Trust
Florida
-$120K -13,825 Closed
FIA
46
FNY Investment Advisers
New York
-$67K -7,829 Closed
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
-$10K -1,105 Closed
WAM
48
Wolverine Asset Management
Illinois
-$4K -543 Closed
AF
49
Allworth Financial
California
-$2K -174 Closed
SFS
50
Sowell Financial Services
Arkansas
-$1K -115 Closed