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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$268K -$129K -11,023 -32%
Citigroup
27
Citigroup
New York
$236K +$215K +18,392 +1,027%
FIA
28
FNY Investment Advisers
New York
$198K -$25.8K -2,200 -11%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$190K +$37.2K +3,176 +24%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$182K -$8.35K -713 -4%
RJT
31
Raymond James Trust
Florida
$162K
Fiera Capital (Canada)
32
Fiera Capital (Canada)
Quebec, Canada
$136K +$9.41K +804 +7%
OC
33
Oppenheimer & Co
New York
$134K -$41K -3,500 -23%
TI
34
Tidal Investments
Wisconsin
$133K
BRWA
35
B. Riley Wealth Advisors
Florida
$127K +$126K +10,787 New
GWM
36
Geneos Wealth Management
Colorado
$122K -$3.51K -300 -3%
Bank of America
37
Bank of America
North Carolina
$81K -$74.7K -6,377 -48%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$44K +$43.8K +3,741 New
US Bancorp
39
US Bancorp
Minnesota
$42K
RIA
40
RPG Investment Advisory
California
$21K
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$12K
CWA
42
Clarus Wealth Advisors
Arizona
$12K
AG
43
Advisor Group
Arizona
$6K -$1.02M -86,708 -99%
RIA
44
Realta Investment Advisors
Delaware
$5K +$4.68K +400 New
SPIA
45
Steward Partners Investment Advisory
New York
$5K +$5.4K +461 New
AF
46
Allworth Financial
California
$2K +$23 +2 +1%
PPA
47
Parametric Portfolio Associates
Washington
-$580K -51,349 Closed
Millennium Management
48
Millennium Management
New York
-$499K -44,200 Closed
LCM
49
Landscape Capital Management
New Jersey
-$162K -14,316 Closed
AA
50
AQR Arbitrage
Connecticut
-$130K -11,487 Closed