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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
WCM
26
Wunderlich Capital Managemnt
Tennessee
$149K +$1.81K +157 +1%
OC
27
Oppenheimer & Co
New York
$145K
GWM
28
Geneos Wealth Management
Colorado
$140K
SB
29
Suntrust Banks
Georgia
$137K +$39.7K +3,450 +34%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$133K +$27.6K +2,400 +27%
SI
31
SII Investments
Wisconsin
$132K +$128K +11,130 New
RJFSA
32
Raymond James Financial Services Advisors
Florida
$131K +$127K +11,018 New
Ameriprise
33
Ameriprise
Minnesota
$125K
IA
34
IFP Advisors
Florida
$47K -$23K -2,000 -33%
US Bancorp
35
US Bancorp
Minnesota
$42K
WA
36
WFG Advisors
Texas
$39K +$11.5K +1,000 +44%
MFS
37
MSI Financial Services
Massachusetts
$37K +$34.6K +3,000 +3,750%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$14K -$8.87K -770 -39%
CAL
39
Capital Analysts LLC
Pennsylvania
$13.2K +$12.8K +1,109 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$12K
HCM
41
Highlander Capital Management
New Jersey
$7K
FANJ
42
Financial Architects (New Jersey)
New Jersey
$6K
PCM
43
Penserra Capital Management
California
$3K +$795 +69 +33%
MFBTD
44
MB Financial Bank - Trust Department
Illinois
-$2.02M -183,992 Closed
WAM
45
Wolverine Asset Management
Illinois
-$1.22M -111,308 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
-$428K -39,107 Closed
AA
47
AQR Arbitrage
Connecticut
-$336K -30,720 Closed
CCB
48
Cutter & Co Brokerage
Missouri
-$312K -28,527 Closed
CRC
49
Curi RMB Capital
Illinois
-$131K -12,009 Closed
Creative Planning
50
Creative Planning
Kansas
-$59.4K -5,158 -100%