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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
26
M&T Bank
New York
$228K +$214K +21,500 New
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$164K +$154K +15,458 New
RJT
28
Raymond James Trust
Florida
$150K
AIA
29
Allegis Investment Advisors
Idaho
$137K +$1.75K +176 +1%
OC
30
Oppenheimer & Co
New York
$129K +$14.9K +1,500 +14%
GWM
31
Geneos Wealth Management
Colorado
$124K +$117K +11,810 New
SI
32
SII Investments
Wisconsin
$116K +$111K +11,130 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$93K
DLHL
34
Donald L. Hagan LLC
Florida
$49K +$45.9K +4,617 New
AIG
35
American International Group
New York
$42K
US Bancorp
36
US Bancorp
Minnesota
$38K
WA
37
WFG Advisors
Texas
$28K
Deutsche Bank
38
Deutsche Bank
Germany
$20K +$19.5K +1,960 New
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$14K -$746 -75 -5%
CAL
40
Capital Analysts LLC
Pennsylvania
$11.3K +$10.6K +1,063 New
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$11K
Creative Planning
42
Creative Planning
Kansas
$11K +$9.95K +1,000 +4,167%
HCM
43
Highlander Capital Management
New Jersey
$6K
PCM
44
Penserra Capital Management
California
$2K -$169 -17 -8%
MFS
45
MSI Financial Services
Massachusetts
$1K -$30.2K -3,038 -97%
MIG
46
Mariner Investment Group
New York
-$1.68M -166,046 Closed
SG Americas Securities
47
SG Americas Securities
New York
-$460K -45,639 Closed
WAM
48
Weiss Asset Management
Massachusetts
-$212K -20,963 Closed
CRC
49
Curi RMB Capital
Illinois
-$189K -18,782 Closed
CA
50
Cornerstone Advisors
North Carolina
-$102K -10,075 Closed