NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

64 hedge funds and large institutions have $64.9M invested in Virtus Convertible & Income Fund II in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-3
Holders Change %
-4.48%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
21
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$4.84M
2
PPA
Parametric Portfolio Associates
Washington
+$2.19M
3
Cohen & Steers
Cohen & Steers
New York
+$1.13M
4
AAM
Advisors Asset Management
Colorado
+$1.04M
5
SIA
Sit Investment Associates
Minnesota
+$750K

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$7.17M
2
RCM
Rivernorth Capital Management
Florida
-$6.36M
3
UBS Group
UBS Group
Switzerland
-$2.34M
4
CA
Cornerstone Advisors
North Carolina
-$2.13M
5
MIG
Mariner Investment Group
New York
-$1M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCA
26
Rowland Carmichael Advisors
Arizona
$425K +$425K +21,775 New
CIA
27
Capital Investment Advisors
Georgia
$422K -$234 -12 -0.1%
MIG
28
Mariner Investment Group
New York
$363K -$1M -51,290 -73%
Citigroup
29
Citigroup
New York
$346K -$807K -41,268 -70%
BRWA
30
B. Riley Wealth Advisors
Florida
$316K -$13.5K -689 -4%
WAM
31
Wolverine Asset Management
Illinois
$265K -$245K -12,589 -48%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$208K +$5.73K +293 +3%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$130K +$5.21K +267 +4%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$129K -$84.2K -4,316 -39%
AA
35
AQR Arbitrage
Connecticut
$122K -$24.4K -1,249 -17%
Wells Fargo
36
Wells Fargo
California
$121K -$1.25K -64 -1%
Creative Planning
37
Creative Planning
Kansas
$109K – – –
CA
38
Cetera Advisors
Colorado
$93K -$22.5K -1,152 -20%
CCM
39
Coe Capital Management
Illinois
$91.3K +$91.3K +4,675 New
GWM
40
Geneos Wealth Management
Colorado
$89K +$89K +4,557 New
AIG
41
American International Group
New York
$88K +$24.7K +1,265 +39%
SPC
42
Sigma Planning Corp
Michigan
$73K -$19.4K -988 -21%
WPW
43
Waldron Private Wealth
Pennsylvania
$53K – – –
WRM
44
Westport Resources Management
Connecticut
$50K -$12.5K -643 -20%
CAN
45
Cetera Advisor Networks
California
$50K – – –
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$49K – – –
SC
47
Stratford Consulting
Texas
$49K – – –
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$39K +$39K +1,994 New
Royal Bank of Canada
49
Royal Bank of Canada
Ontario, Canada
$34K -$10.4K -525 -23%
NFG
50
Next Financial Group
Texas
$34K – – –
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