NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

45 hedge funds and large institutions have $49.5M invested in Virtus Convertible & Income Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
22
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$346K
2
U
UBS
Switzerland
+$295K
3
FAAS
First Allied Advisory Services
California
+$292K
4
RJA
Raymond James & Associates
Florida
+$283K
5
DA
Doliver Advisors
Texas
+$261K

Top Sellers

1
Jane Street
Jane Street
New York
-$2.22M
2
Cohen & Steers
Cohen & Steers
New York
-$770K
3
BRWA
B. Riley Wealth Advisors
Florida
-$484K
4
ICOA
Investment Centers of America
North Dakota
-$309K
5
Invesco
Invesco
Georgia
-$196K
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$130K +$4.04K +111 +3%
HighTower Advisors
27
HighTower Advisors
Illinois
$110K -$36.6K -997 -25%
IH
28
IFC Holdings
Florida
$109K -$34.4K -941 -24%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$107K +$28.5K +780 +36%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$103K -$17.9K -490 -15%
Creative Planning
31
Creative Planning
Kansas
$86K +$27.1K +744 +46%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$80K +$80K +2,188 +218,800%
FANJ
33
Financial Architects (New Jersey)
New Jersey
$45K +$35.8K +588 +389%
ECM
34
Estabrook Capital Management
New York
$33.3K +$876 +24 +3%
MWP
35
MYCIO Wealth Partners
Pennsylvania
$25K +$647 +18 +3%
Citigroup
36
Citigroup
New York
$20K -$5.12K -146 -20%
PSI
37
Pinnacle Summer Investments
Virginia
$19K – – –
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$19K – – –
CCS
39
Crosspoint Capital Strategies
California
$19K – – –
BRWM
40
B. Riley Wealth Management
Tennessee
$18K – – –
First Manhattan
41
First Manhattan
New York
$14K +$108 +3 +0.8%
DADC
42
D.A. Davidson & Co
Montana
$4K +$93 +3 +2%
SSB
43
Sandy Spring Bank
Maryland
$3K – – –
FWM
44
Focused Wealth Management
New York
$2K – – –
MAA
45
Managed Account Advisors
New Jersey
$1K +$1K +15 New
Jane Street
46
Jane Street
New York
– -$2.22M -55,430 Closed
ICOA
47
Investment Centers of America
North Dakota
– -$309K -7,790 Closed
VKH
48
Virtu KCG Holdings
New York
– -$120K -3,005 Closed
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
– -$7K -165 Closed
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