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NCZ

Virtus Convertible & Income Fund II

45 hedge funds and large institutions have $49.5M invested in Virtus Convertible & Income Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 11

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.06% less ownership

Funds ownership: 1.79%1.74% (-0.06%)

2% less funds holding

Funds holding: 4645 (-1)

10% less capital invested

Capital invested by funds: $55.2M → $49.5M (-$5.73M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
22
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WS
26
Wedbush Securities
California
$130K +$4.23K +111 +3%
HighTower Advisors
27
HighTower Advisors
Illinois
$110K -$38K -997 -25%
IH
28
IFC Holdings
Florida
$109K -$35.9K -941 -24%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$107K +$29.7K +780 +36%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$103K -$18.7K -490 -15%
Creative Planning
31
Creative Planning
Kansas
$86K +$28.4K +744 +46%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$80K +$83.4K +2,188 +218,800%
FANJ
33
Financial Architects (New Jersey)
New Jersey
$45K +$22.4K +588 +389%
ECM
34
Estabrook Capital Management
New York
$33.3K +$915 +24 +3%
MWP
35
MYCIO Wealth Partners
Pennsylvania
$25K +$686 +18 +3%
Citigroup
36
Citigroup
New York
$20K -$5.57K -146 -20%
CCS
37
Crosspoint Capital Strategies
California
$19K
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$19K
PSI
39
Pinnacle Summer Investments
Virginia
$19K
BRWM
40
B. Riley Wealth Management
Tennessee
$18K
First Manhattan
41
First Manhattan
New York
$14K +$114 +3 +0.8%
DADC
42
D.A. Davidson & Co
Montana
$4K +$114 +3 +2%
SSB
43
Sandy Spring Bank
Maryland
$3K
FWM
44
Focused Wealth Management
New York
$2K
MAA
45
Managed Account Advisors
New Jersey
$1K +$572 +15 New
Jane Street
46
Jane Street
New York
-$2.22M -55,430 Closed
ICOA
47
Investment Centers of America
North Dakota
-$309K -7,790 Closed
VKH
48
Virtu KCG Holdings
New York
-$120K -3,005 Closed
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
-$7K -165 Closed

NCZ Hedge Fund Activity: Q3 2014 in Review

45 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund II (NCZ) for Q3 2014, worth a combined $49.5M — down 10% from $55.2M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of NCZ and 3 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 22 added.

The largest buyer was Bank of America, adding an estimated $361K. The largest seller was Jane Street, exiting entirely with an estimated $2.22M sold.

  • 45 institutional investors held Virtus Convertible & Income Fund II (NCZ) as of Q3 2014, down from 46 in Q2 2014.
  • Funds reported $49.5M of Virtus Convertible & Income Fund II stock for Q3 2014, down 10% quarter-over-quarter.
  • 3 funds opened new Virtus Convertible & Income Fund II positions in Q3 2014 and 4 closed out, a net change of -1 holder.
  • The largest Virtus Convertible & Income Fund II buyer in Q3 2014 was Bank of America, an estimated $361K added.
  • The largest Virtus Convertible & Income Fund II seller in Q3 2014 was Jane Street, an estimated $2.22M sold.

Based on aggregated 13F filings for Q3 2014.