NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

46 hedge funds and large institutions have $55.2M invested in Virtus Convertible & Income Fund II in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
20
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.14M
2
ICAS
Investors Capital Advisory Services
Massachusetts
+$1,000K
3
Jane Street
Jane Street
New York
+$870K
4
Morgan Stanley
Morgan Stanley
New York
+$431K
5
GC
Guggenheim Capital
Illinois
+$312K

Top Sellers

1
LPL Financial
LPL Financial
California
-$8.77M
2
Cohen & Steers
Cohen & Steers
New York
-$3.73M
3
CIA
Capital Investment Advisors
Georgia
-$1.02M
4
FAAS
First Allied Advisory Services
California
-$318K
5
CAN
Cetera Advisor Networks
California
-$202K
Name Holding Trade Value Shares
Change 		Shares
Change %
IH
26
IFC Holdings
Florida
$157K +$25.5K +637 +19%
WS
27
Wedbush Securities
California
$138K -$5.3K -133 -4%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$132K +$14.4K +360 +12%
VKH
29
Virtu KCG Holdings
New York
$120K -$123K -3,073 -51%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$86K +$15.4K +384 +22%
AIG
31
American International Group
New York
$84.1K +$3.72K +93 +5%
Creative Planning
32
Creative Planning
Kansas
$65K +$17.9K +447 +38%
ECM
33
Estabrook Capital Management
New York
$35.5K +$880 +22 +3%
Citigroup
34
Citigroup
New York
$29K -$324 -8 -1%
MWP
35
MYCIO Wealth Partners
Pennsylvania
$27K +$677 +17 +3%
PSI
36
Pinnacle Summer Investments
Virginia
$20K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$20K – – –
CCS
38
Crosspoint Capital Strategies
California
$20K – – –
BRWM
39
B. Riley Wealth Management
Tennessee
$20K – – –
First Manhattan
40
First Manhattan
New York
$15K +$15K +385 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$7K – – –
FANJ
42
Financial Architects (New Jersey)
New Jersey
$6K +$6K +151 New
DADC
43
D.A. Davidson & Co
Montana
$5K -$4.8K -121 -49%
SSB
44
Sandy Spring Bank
Maryland
$3K – – –
FWM
45
Focused Wealth Management
New York
$2K – – –
CIA
46
Capital Investment Advisors
Georgia
– -$1.02M -25,955 Closed
FAAS
47
First Allied Advisory Services
California
– -$318K -8,097 Closed
CAN
48
Cetera Advisor Networks
California
– -$202K -5,106 Closed
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