NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

42 hedge funds and large institutions have $61.9M invested in Virtus Convertible & Income Fund II in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$4.51M
2
ICAS
Investors Capital Advisory Services
Massachusetts
$1.78M
3
U
UBS
Switzerland
$3.87M
4
NPC
National Planning Corporation
California
$839K
5
Jane Street
Jane Street
New York
$598K

Top Sellers

1
LPL Financial
LPL Financial
California
$15.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$0
3
GC
Guggenheim Capital
Illinois
$3.88M
4
Morgan Stanley
Morgan Stanley
New York
$5.58M
5
Fisher Asset Management
Fisher Asset Management
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$146K -$17.7K -514 -11%
VKH
27
Virtu KCG Holdings
New York
$110K +$110K +3,208 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$109K -$118K -3,440 -52%
IH
29
IFC Holdings
Florida
$106K +$139 +4 +0.1%
Creative Planning
30
Creative Planning
Kansas
$106K +$65.2K +1,900 +160%
HighTower Advisors
31
HighTower Advisors
Illinois
$103K +$103K +3,000 New
AIG
32
American International Group
New York
$69.2K -$43.1K -1,250 -38%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$42K -$29.2K -839 -41%
Citigroup
34
Citigroup
New York
$32K +$9.19K +269 +40%
ECM
35
Estabrook Capital Management
New York
$28.2K +$792 +23 +3%
DADC
36
D.A. Davidson & Co
Montana
$17K -$2.68K -80 -14%
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$11K +$5.57K +165 +102%
HNB
38
Huntington National Bank
Ohio
$9K -$8K – –
FNBT
39
FineMark National Bank & Trust
Florida
$9K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$9K +$7.88K +219 +706%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6K +175 New
SSB
42
Sandy Spring Bank
Maryland
$2K – – –
FWM
43
Focused Wealth Management
New York
$2K +$2K +48 New
RJFSA
44
Raymond James Financial Services Advisors
Florida
– -$487K -14,427 Closed
Fisher Asset Management
45
Fisher Asset Management
Washington
– -$237K -7,010 Closed
GI
46
Gradient Investments
Minnesota
– -$41K -1,217 Closed
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
– -$17K -500 Closed
CCT
48
Capital City Trust
Florida
– -$8K -250 Closed
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