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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 17 → 23 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37% → 57.28% (+5.9%)

3% more funds holding

Funds holding: 192 → 198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FSIM
F-Squared Investment Management
Massachusetts
+$146M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$76.1M
3
UCFA
United Capital Financial Advisors
Texas
+$75.8M
4
QA
Quantitative Advantage
Minnesota
+$32.8M
5
NYLIM
New York Life Investment Management
New York
+$21.1M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$20.5M
2
Allianz Asset Management
Allianz Asset Management
Germany
-$18.3M
3
CC
Curian Capital
Colorado
-$16.6M
4
Morgan Stanley
Morgan Stanley
New York
-$16.4M
5
HCM
Howland Capital Management
Massachusetts
-$13.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
201
Argentus Capital Management
Texas
– -$3.1M -30,594 Closed
CT
202
Coastline Trust
Rhode Island
– -$1.07M -10,600 Closed
CC
203
Callan Capital
California
– -$951K -9,380 Closed
LG
204
LaFleur & Godfrey
Michigan
– -$854K -8,425 Closed
HTC
205
Haverford Trust Company
Pennsylvania
– -$851K -8,397 Closed
FIM
206
Freedom Investment Management
Connecticut
– -$805K -7,943 Closed
FAAM
207
First Allied Asset Management
California
– -$806K -7,927 Closed
Citadel Advisors
208
Citadel Advisors
Florida
– -$741K -7,310 Closed
ICOA
209
Investment Centers of America
North Dakota
– -$726K -7,129 Closed
Susquehanna International Group
210
Susquehanna International Group
Pennsylvania
– -$479K -4,728 Closed
SCA
211
Strategic Capital Alternatives
United States
– -$351K -3,467 Closed
PAG
212
Pinnacle Advisory Group
Maryland
– -$344K -3,398 Closed
MFP
213
Mosaic Financial Partners
California
– -$292K -2,880 Closed
ICAS
214
Investors Capital Advisory Services
Massachusetts
– -$244K -2,412 Closed
Ameriprise
215
Ameriprise
Minnesota
– -$240K -2,367 Closed
CWM
216
Concert Wealth Management
California
– -$203K -2,005 Closed
NFG
217
Next Financial Group
Texas
– -$138K -1,360 Closed
PTC
218
Private Trust Company
Ohio
– -$127K -1,251 Closed
FANJ
219
Financial Architects (New Jersey)
New Jersey
– -$76K -748 Closed
DBT
220
Dubuque Bank & Trust
Iowa
– -$67K -665 Closed
Fifth Third Bancorp
221
Fifth Third Bancorp
Ohio
– -$53K -525 Closed
PCTC
222
Perkins Coie Trust Company
Washington
– -$32K -313 Closed
FIG
223
Fusion Investment Group
Pennsylvania
– -$2K -15 Closed
Parallax Volatility Advisers
224
Parallax Volatility Advisers
California
– +$101 +1 New
5 6 7 8
9

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.