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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72% → 52.16% (+3.4%)

2% more funds holding

Funds holding: 215 → 220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 20 → 19 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$143M
2
UBS Group
UBS Group
Switzerland
+$57M
3
RJA
Raymond James & Associates
Florida
+$47.9M
4
LPL Financial
LPL Financial
California
+$31.3M
5
BTS
BB&T Securities
Virginia
+$9.94M

Top Sellers

1
CC
Curian Capital
Colorado
-$133M
2
VKH
Virtu KCG Holdings
New York
-$44.9M
3
GC
Grimes & Company
Massachusetts
-$44.1M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.1M
5
TCM
Tuttle Capital Management
Connecticut
-$21.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACP
176
Ashfield Capital Partners
California
$252K – – –
MIC
177
Meridian Investment Counsel
California
$252K – – –
SWM
178
Segment Wealth Management
Texas
$241K -$50.4K -500 -17%
PFS
179
Prospera Financial Services
Texas
$236K -$17.5K -174 -7%
WS
180
Wedbush Securities
California
$235K +$33.6K +333 +17%
PTC
181
Private Trust Company
Ohio
$232K +$101 +1 +0%
SHWM
182
Smith & Howard Wealth Management
Georgia
$230K +$230K +2,284 New
CC
183
Courier Capital
New York
$221K -$149K -1,474 -40%
SGS
184
Sterling Global Strategies
California
$201K +$202K +2,000 New
BWA
185
Burt Wealth Advisors
Maryland
$183K – – –
DADC
186
D.A. Davidson & Co
Montana
$132K – – –
EWM
187
Evercore Wealth Management
New York
$129K +$7.56K +75 +6%
AssetMark Inc
188
AssetMark Inc
California
$123K +$79.1K +785 +179%
US Bancorp
189
US Bancorp
Minnesota
$97K +$70.3K +697 +261%
AFP
190
Ausdal Financial Partners
Iowa
$85K +$85.4K +847 New
NFG
191
Next Financial Group
Texas
$75K +$75.6K +750 New
HI
192
Hudock Inc
Pennsylvania
$69K +$37.9K +376 +119%
PSUF
193
People's United Financial
Connecticut
$64K – – –
FNBT
194
FineMark National Bank & Trust
Florida
$55K – – –
WA
195
Winfield Associates
Ohio
$51K – – –
KCPG
196
Kavar Capital Partners Group
Kansas
$50K – – –
DBT
197
Dubuque Bank & Trust
Iowa
$45K +$44.7K +443 New
CFG
198
Citizens Financial Group
Rhode Island
$45K +$45.4K +450 New
KT
199
Kanaly Trust
Texas
$30K -$199K -1,973 -87%
CFS
200
Commonwealth Financial Services
West Virginia
$30K – – –
6 7
8
9 10

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.