We are live on ! Find out more
MINT icon

PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 17 → 23 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37% → 57.28% (+5.9%)

3% more funds holding

Funds holding: 192 → 198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FSIM
F-Squared Investment Management
Massachusetts
+$146M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$76.1M
3
UCFA
United Capital Financial Advisors
Texas
+$75.8M
4
QA
Quantitative Advantage
Minnesota
+$32.8M
5
NYLIM
New York Life Investment Management
New York
+$21.1M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$20.5M
2
Allianz Asset Management
Allianz Asset Management
Germany
-$18.3M
3
CC
Curian Capital
Colorado
-$16.6M
4
Morgan Stanley
Morgan Stanley
New York
-$16.4M
5
HCM
Howland Capital Management
Massachusetts
-$13.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
176
US Bancorp
Minnesota
$103K +$76K +750 +278%
BAM
177
Brave Asset Management
New Jersey
$101K – – –
OIA
178
Optimum Investment Advisors
Illinois
$101K – – –
CGT
179
Capital Guardian Trust
California
$101K +$101K +1,000 New
CFS
180
Commonwealth Financial Services
West Virginia
$98K +$98.7K +974 New
MAA
181
Managed Account Advisors
New Jersey
$58K +$58.5K +578 New
JWA
182
JFS Wealth Advisors
Pennsylvania
$51K – – –
WA
183
Winfield Associates
Ohio
$51K – – –
BRWM
184
B. Riley Wealth Management
Tennessee
$36K – – –
LWCFA
185
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$34K +$33.9K +335 New
DADC
186
D.A. Davidson & Co
Montana
$30K -$10.1K -100 -25%
CP
187
Corbenic Partners
Pennsylvania
$28K +$28.6K +282 New
Northwestern Mutual Wealth Management
188
Northwestern Mutual Wealth Management
Wisconsin
$27K +$27.4K +271 New
AA
189
AlphaMark Advisors
Kentucky
$20K – – –
SIA
190
Stancorp Investment Advisers
Oregon
$20K +$20.5K +202 New
MA
191
MUFG Americas
New York
$14K – – –
SF
192
Synovus Financial
Georgia
$11K – – –
BFEC
193
Benjamin F. Edwards & Company
Missouri
$10K – – –
ASN
194
Advisory Services Network
Georgia
$8K +$7.9K +78 New
LIA
195
LS Investment Advisors
Michigan
$7K – – –
First Manhattan
196
First Manhattan
New York
$5K – – –
BRWA
197
B. Riley Wealth Advisors
Florida
$165 +$165K +1,629 New
RJA
198
Raymond James & Associates
Florida
– -$8.69M -85,742 Closed
MMA
199
Miracle Mile Advisors
California
– -$7.39M -72,960 Closed
CCWA
200
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$4.87M -47,998 Closed
5 6 7
8
9

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.